CMC Financial Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
CMC Financial Group reports 230 clients. They include 147 individual clients, 54 other clients and 29 high-net-worth individuals. Of its assets, 69.8% ($83.2M across 168 accounts) are managed with discretion; $36M across 197 accounts are not. A wrap fee program the firm both sponsors and manages holds $118M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 64% | 25% |
| High-net-worth individuals | 13% | 68% |
| Corporations and other businesses | Fewer than 5 | <1% |
| Other | 23% | 7% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 147 | $29.3M | 24.6% | $200K |
| High-net-worth individuals | 29 | $81.1M | 68.0% | $2.8M |
| Corporations and other businesses | Fewer than 5 | $2.26K | 0.0% | — |
| Other | 54 | $8.82M | 7.4% | $163K |
| Total | 230 | $119M | 100% | — |
- Clients
- 147
- Regulatory AUM
- $29.3M
- AUM share
- 24.6%
- Avg. per client
- $200K
- Clients
- 29
- Regulatory AUM
- $81.1M
- AUM share
- 68.0%
- Avg. per client
- $2.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.26K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 54
- Regulatory AUM
- $8.82M
- AUM share
- 7.4%
- Avg. per client
- $163K
Total
- Clients
- 230
- Regulatory AUM
- $119M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
CMC Financial Group charges up to 2.00% a year for its Portfolio Management. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Fixed financial planning fees range from $250 to $10,000, depending on the scope and complexity of the requested services.
- Retirement Plan Consulting
- Retirement plan consulting is charged at a maximum of 0.60% annually on the assets in the plan, paid by the plan sponsor.
Mark McCarthy owns 50% to 75% of CMC Financial Group. The leadership team of CMC Financial Group includes Chief Compliance Officer Philip Catledge. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of CMC Financial Group, LLC
Mark McCarthy
Control person · since February 2009
- Owns 50% to 75% of CMC Financial Group, LLC
Philip Catledge
Control person · since February 2009
CMC Financial Group’s regulatory assets fell from $216M (March 2021) to $119M (March 2026); clients rose from 137 to 230 and employees fell from 6 to 4. In 2023, Clearbridge Wealth Management ($275M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $119M | 230 | 4 | 2 |
| Mar 2025March 2025 | $110M | 168 | 4 | 1 |
| Mar 2024March 2024 | $196M | 191 | 4 | 1 |
| Mar 2023March 2023 | $188M | 186 | 4 | 1 |
| Mar 2022March 2022 | $221M | 145 | 6 | 1 |
| Mar 2021March 2021 | $216M | 137 | 6 | 1 |
Firms that joined
20231 joined
- Clearbridge Wealth ManagementLast filed AUM $275M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, CMC Financial Group has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Georgia · 1 listed address
- 7000 Central Parkway, Suite 225, AtlantaHQ
Other business names
CMC Financial Group has reported 1 other business name to the SEC.
- CMC Financial
Contact and registration details
- Legal name
- CMC Financial Group, LLC
- Headquarters
- 7000 Central Parkway, Suite 225, Atlanta, GA 30328
- Website
- cmcfg.com
- Phone
- 678-690-8800
- SEC file
- 801-112662
- Structure
- Georgia LLC
- Fiscal year end
- December
CMC Financial Group’s named custodian for separately managed accounts is Trade-PMR ($119M). CMC Financial Group does not have custody of client assets.
- Trade-PMRTrade-PMR Inc. · Gainesville, FL · $119M100%
At year end, CMC Financial Group’s separately managed accounts were mostly in funds (71%) and cash (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $51.6M across 45 positions; the largest are T Rowe Price Exchange-traded (15.2%), Pacer Fds TR (9.7%) and Thor Finl Technologies TR (9.5%).
What the accounts hold
- Stocks14%
- Funds71%
- Registered funds70%
- Pooled vehicles1%
- Bonds6%
- Cash15%
How many clients does CMC Financial Group have?
CMC Financial Group has 230 clients and manages $119 million for them, as of March 2026. They include 147 individual clients, 54 other clients and 29 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does CMC Financial Group offer?
CMC Financial Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does CMC Financial Group charge?
CMC Financial Group charges up to 2.00% a year for its Portfolio Management. The fee is billed in advance and is negotiable.
Source: ADV PART 2A-CMC FINANCIAL GROUP, LLC, filed 5 March 2026
Which custodians does CMC Financial Group use?
CMC Financial Group’s separately managed account assets are held at Trade-PMR Inc. (Gainesville, FL), with $119M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does CMC Financial Group have?
CMC Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does CMC Financial Group invest in?
At the end of its last fiscal year, CMC Financial Group’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents, 14% exchange-traded equities, 6% state and local bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns CMC Financial Group?
CMC Financial Group’s direct owners are Mark McCarthy (50% to 75%) and Philip Catledge (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does CMC Financial Group get paid?
CMC Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact CMC Financial Group?
CMC Financial Group’s main office is at 7000 Central Parkway, Suite 225, Atlanta, GA 30328. Its phone number is 678-690-8800. Its website is cmcfg.com.
