{"url":"https://nivawealth.com/firms/cmc-financial-group-292413","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/292413","regulatoryAum":119251744,"crd":"292413","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1493580","suffix":null,"lastName":"CATLEDGE","firstName":"PHILIP","middleName":"ORAIEN"},{"crd":"6877821","suffix":null,"lastName":"Catledge","firstName":"Robert","middleName":"Turner"},{"crd":"1312430","suffix":null,"lastName":"MCCARTHY","firstName":"MARK","middleName":"BARRY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":215856494,"clients":137,"employees":6,"offices":1},{"filedOn":"2022-03-09","regulatoryAum":221367103,"clients":145,"employees":6,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":187647284,"clients":186,"employees":4,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":196337862,"clients":191,"employees":4,"offices":1},{"filedOn":"2025-03-17","regulatoryAum":109893508,"clients":168,"employees":4,"offices":1},{"filedOn":"2026-03-05","regulatoryAum":119251744,"clients":230,"employees":4,"offices":2}],"acquisitions":[{"date":"2023-12-04","datePrecision":"day","name":"Clearbridge 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plan, paid by the plan sponsor.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014862","versionId":1014862,"submittedOn":"2026-03-05","documentName":"ADV PART 2A-CMC FINANCIAL GROUP, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:59:18.837836+00:00","documents":[{"name":"ADV PART 2A-CMC FINANCIAL GROUP, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014862","versionId":1014862,"submittedOn":"2026-03-05"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014863","versionId":1014863,"submittedOn":null}]},"custodians":[{"name":"Trade-PMR Inc.","shortName":"Trade-PMR","location":"Gainesville, FL","smaAssets":119251743}],"custodyNote":"CMC Financial Group does not have custody of client 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The fee is billed in advance and is negotiable.","source":"ADV PART 2A-CMC FINANCIAL GROUP, LLC, filed 5 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does CMC Financial Group use?","answer":"CMC Financial Group’s separately managed account assets are held at Trade-PMR Inc. (Gainesville, FL), with $119M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does CMC Financial Group have?","answer":"CMC Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CMC Financial Group invest in?","answer":"At the end of its last fiscal year, CMC Financial Group’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents, 14% exchange-traded equities, 6% state and local bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CMC Financial Group?","answer":"CMC Financial Group’s direct owners are Mark McCarthy (50% to 75%) and Philip Catledge (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CMC Financial Group get paid?","answer":"CMC Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact CMC Financial Group?","answer":"CMC Financial Group’s main office is at 7000 Central Parkway, Suite 225, Atlanta, GA 30328. Its phone number is 678-690-8800. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}