Caerus Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and pension consulting. The firm advises 15 private funds.
Caerus Investment Advisors reports 54 clients. They include 35 high-net-worth individuals and 19 pooled investment vehicles. Of its assets, 20.9% ($24.5M across 35 accounts) are managed with discretion; $92.7M across 19 accounts are not. A wrap fee program the firm both sponsors and manages holds $29.5M.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 65% | 21% |
| Pooled investment vehicles | 35% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 35 | $24.5M | 20.9% | $700K |
| Pooled investment vehicles | 19 | $92.7M | 79.1% | $4.88M |
| Total | 54 | $117M | 100% | $2.17M |
- Clients
- 35
- Regulatory AUM
- $24.5M
- AUM share
- 20.9%
- Avg. per client
- $700K
- Clients
- 19
- Regulatory AUM
- $92.7M
- AUM share
- 79.1%
- Avg. per client
- $4.88M
Total
- Clients
- 54
- Regulatory AUM
- $117M
- AUM share
- 100%
- Avg. per client
- $2.17M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 15
- Financial planning clients last fiscal year
- 0
Caerus Investment Advisors is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Michael Cheung owns 75% or more of Caerus Investment Advisors. The leadership team of Caerus Investment Advisors includes Chief Compliance Officer Jessica Clark. It has 5 employees, 2 of them in advisory roles.
Staff
- 5 employees
- 2 in advisory functions
- 5 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Caerus Investment Advisors, LLC
Michael Cheung
Control person · since September 2014
Caerus Investment Advisors’ regulatory assets fell from $221M (March 2021) to $117M (March 2026); clients fell from 268 to 54 and employees rose from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $117M | 54 | 5 | 2 |
| Jun 2025June 2025 | $195M | 127 | 6 | 2 |
| Mar 2024March 2024 | $206M | 130 | 5 | 1 |
| Feb 2023February 2023 | $204M | 99 | 5 | 1 |
| Jan 2022January 2022 | $204M | 212 | 5 | 1 |
| Mar 2021March 2021 | $221M | 268 | 4 | 1 |
Besides its headquarters, Caerus Investment Advisors has 1 office, with 2 listed addresses in 1 state.
California · 1 listed address
- 825 Bank Street, South Pasadena
Choose a state to see its listed addresses.
Contact and registration details
- Legal name
- Caerus Investment Advisors, LLC
- Headquarters
- Not reported
- Website
- caerusadvisor.com
- Phone
- 323-835-5560
- @caerus-invesment-advisors-llc
- SEC file
- 801-110401
- Structure
- California LLC
- Fiscal year end
- December
Caerus Investment Advisors’ named custodian for separately managed accounts is Trade-PMR ($15.6M). Caerus Investment Advisors has custody of $92.7M for 19 clients.
- Trade-PMRTrade-PMR Inc. · Gainesville, FL · $15.6M100%
At year end, Caerus Investment Advisors’ separately managed accounts were mostly in funds (95%).
What the accounts hold
- Stocks4%
- Funds95%
- Cash1%
How many clients does Caerus Investment Advisors have?
Caerus Investment Advisors has 54 clients and manages $117 million for them, as of March 2026. They include 35 high-net-worth individuals and 19 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Caerus Investment Advisors offer?
Caerus Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Caerus Investment Advisors use?
Caerus Investment Advisors’ separately managed account assets are held at Trade-PMR Inc. (Gainesville, FL), with $15.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Caerus Investment Advisors have?
Caerus Investment Advisors has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Caerus Investment Advisors invest in?
At the end of its last fiscal year, Caerus Investment Advisors’ separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities and 1% cash and equivalents. It advises 15 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Caerus Investment Advisors?
Caerus Investment Advisors’ direct owner is Michael Cheung (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Caerus Investment Advisors get paid?
Caerus Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Caerus Investment Advisors?
Its phone number is 323-835-5560. Its website is caerusadvisor.com.