Firms by custodian
Registered investment advisers that custody at Tiaa
Search the full directory by firm name, city, state, CRD number or custodian.
4 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Verity Asset Management | Durham, NC | $1.15B |
| Veery Capital | West Chester, PA | $971M |
| 1620 Investment Advisors | Plymouth, MA | $242M |
| Clarity Financial Planners | Clayton, MO | $132M |
- Headquarters
- Durham, NC
- Regulatory AUM
- $1.15B
- Headquarters
- West Chester, PA
- Regulatory AUM
- $971M
- Headquarters
- Plymouth, MA
- Regulatory AUM
- $242M
- Headquarters
- Clayton, MO
- Regulatory AUM
- $132M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Tiaa here says only what the filing says, and implies nothing about either firm's service.