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Firms by custodian

Registered investment advisers that custody at The Bank of New York Mellon

152 SEC-registered advisers report The Bank of New York Mellon as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

Search the full directory by firm name, city, state, CRD number or custodian.

152 firms listed

Headquarters
Milwaukee, WI
Regulatory AUM
$323.08B
Headquarters
Kansas City, MO
Regulatory AUM
$305.98B
Headquarters
London
Regulatory AUM
$277.19B
Headquarters
New York, NY
Regulatory AUM
$274.95B
Headquarters
San Francisco, CA
Regulatory AUM
$270.85B
Headquarters
Chicago, IL
Regulatory AUM
$267.16B
Headquarters
Irvine, CA
Regulatory AUM
$250.98B
Headquarters
Boston, MA
Regulatory AUM
$228.04B
Headquarters
New York, NY
Regulatory AUM
$214.84B
Headquarters
London
Regulatory AUM
$208.39B
Headquarters
Baltimore, MD
Regulatory AUM
$204.18B
Headquarters
New York, NY
Regulatory AUM
$199.66B
Headquarters
Henley-on-Thames
Regulatory AUM
$187.60B
Headquarters
Milwaukee, WI
Regulatory AUM
$183.62B
Headquarters
New York, NY
Regulatory AUM
$183.53B
Headquarters
New York, NY
Regulatory AUM
$171.09B
Headquarters
Fort Lauderdale, FL
Regulatory AUM
$163.86B
Headquarters
New York, NY
Regulatory AUM
$159.52B
Headquarters
Los Angeles, CA
Regulatory AUM
$158.23B
Headquarters
Boston, MA
Regulatory AUM
$152.72B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Bank of New York Mellon here says only what the filing says, and implies nothing about either firm's service.