Firms by custodian
Registered investment advisers that custody at Regions Bank
Search the full directory by firm name, city, state, CRD number or custodian.
7 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Trust Advisors | Houston, TX | $6.97B |
| Southeast Asset Advisors | Thomasville, GA | $4.2B |
| Silvant Capital Management | Atlanta, GA | $3.04B |
| Sentry | Memphis, TN | $2.33B |
| Oak City Consulting | Wake Forest, NC | $1.43B |
| Integrity Fixed Income Management | Orlando, FL | $921M |
| Brooks, Moore & Associates | Chattanooga, TN | $349M |
- Headquarters
- Houston, TX
- Regulatory AUM
- $6.97B
- Headquarters
- Thomasville, GA
- Regulatory AUM
- $4.2B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $3.04B
- Headquarters
- Memphis, TN
- Regulatory AUM
- $2.33B
- Headquarters
- Wake Forest, NC
- Regulatory AUM
- $1.43B
- Headquarters
- Orlando, FL
- Regulatory AUM
- $921M
- Headquarters
- Chattanooga, TN
- Regulatory AUM
- $349M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Regions Bank here says only what the filing says, and implies nothing about either firm's service.