Firms by custodian
Registered investment advisers that custody at Broadridge Business Process Outsourcing
Search the full directory by firm name, city, state, CRD number or custodian.
9 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| MV Capital Management | Bethesda, MD | $1.44B |
| Midwest Capital Advisors | Grand Rapids, MI | $1.36B |
| Vestwell Advisors | New York, NY | $1.03B |
| Diversified Financial Advisors | Town and Country, MO | $586M |
| Silver Grove Financial Group | Orchard Park, NY | $454M |
| Foster & Wood | Lake Oswego, OR | $219M |
| Keen Capital | Chapin, SC | $180M |
| Kaizen Retirement Plan Advisors | $156M | |
| FSC Wealth Advisors | Fishkill, NY | $122M |
- Headquarters
- Bethesda, MD
- Regulatory AUM
- $1.44B
- Headquarters
- Grand Rapids, MI
- Regulatory AUM
- $1.36B
- Headquarters
- New York, NY
- Regulatory AUM
- $1.03B
- Headquarters
- Town and Country, MO
- Regulatory AUM
- $586M
- Headquarters
- Orchard Park, NY
- Regulatory AUM
- $454M
- Headquarters
- Lake Oswego, OR
- Regulatory AUM
- $219M
- Headquarters
- Chapin, SC
- Regulatory AUM
- $180M
- Headquarters
- Regulatory AUM
- $156M
- Headquarters
- Fishkill, NY
- Regulatory AUM
- $122M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Broadridge Business Process Outsourcing here says only what the filing says, and implies nothing about either firm's service.