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Firms by custodian

Registered investment advisers that custody at Bank of New York Mellon

53 SEC-registered advisers report Bank of New York Mellon as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

Search the full directory by firm name, city, state, CRD number or custodian.

53 firms listed

Headquarters
Miami, FL
Regulatory AUM
$72.33B
Headquarters
New York, NY
Regulatory AUM
$70.51B
Headquarters
New York, NY
Regulatory AUM
$69.98B
Headquarters
Chicago, IL
Regulatory AUM
$65.60B
Headquarters
New York, NY
Regulatory AUM
$57.43B
Headquarters
Boston, MA
Regulatory AUM
$48.31B
Headquarters
Atlanta, GA
Regulatory AUM
$42.61B
Headquarters
Chicago, IL
Regulatory AUM
$40.33B
Headquarters
Windsor, CT
Regulatory AUM
$37.47B
Headquarters
New York, NY
Regulatory AUM
$36.98B
Headquarters
London
Regulatory AUM
$35.52B
Headquarters
Houston, TX
Regulatory AUM
$34.11B
Headquarters
New York, NY
Regulatory AUM
$32.68B
Headquarters
New Haven, CT
Regulatory AUM
$30.51B
Headquarters
Atlanta, GA
Regulatory AUM
$28.64B
Headquarters
London
Regulatory AUM
$26.58B
Headquarters
Chicago, IL
Regulatory AUM
$26.46B
Headquarters
London
Regulatory AUM
$24.87B
Headquarters
Miami, FL
Regulatory AUM
$24.57B
Headquarters
London
Regulatory AUM
$22.31B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Bank of New York Mellon here says only what the filing says, and implies nothing about either firm's service.