Firms by custodian
Registered investment advisers that custody at Axos Advisor Services
Search the full directory by firm name, city, state, CRD number or custodian.
8 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| USA Financial Exchange | Ada, MI | $1.64B |
| Encompass More Asset Management | Danville, CA | $985M |
| Rebel Financial | Groveport, OH | $370M |
| CMG Capital Management Group | Malvern, PA | $257M |
| CPR Investments | Rochester, MI | $239M |
| Premier Estate Planners | Clinton Township, MI | $227M |
| Classic Asset Management | Fargo, ND | $189M |
| BTS Asset Management | Lincoln, MA | $145M |
- Headquarters
- Ada, MI
- Regulatory AUM
- $1.64B
- Headquarters
- Danville, CA
- Regulatory AUM
- $985M
- Headquarters
- Groveport, OH
- Regulatory AUM
- $370M
- Headquarters
- Malvern, PA
- Regulatory AUM
- $257M
- Headquarters
- Rochester, MI
- Regulatory AUM
- $239M
- Headquarters
- Clinton Township, MI
- Regulatory AUM
- $227M
- Headquarters
- Fargo, ND
- Regulatory AUM
- $189M
- Headquarters
- Lincoln, MA
- Regulatory AUM
- $145M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Axos Advisor Services here says only what the filing says, and implies nothing about either firm's service.