Firms by custodian
Registered investment advisers that custody at Ascensus
Search the full directory by firm name, city, state, CRD number or custodian.
3 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Fisher Retirement Solutions | Carrollton, TX | $6.85B |
| Wheeler Retirement Plans | Duluth, MN | $618M |
| Mountain Hill Investment Partners | Atlantic Highlands, NJ | $539M |
- Headquarters
- Carrollton, TX
- Regulatory AUM
- $6.85B
- Headquarters
- Duluth, MN
- Regulatory AUM
- $618M
- Headquarters
- Atlantic Highlands, NJ
- Regulatory AUM
- $539M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Ascensus here says only what the filing says, and implies nothing about either firm's service.