Fisher Retirement Solutions provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Fisher Retirement Solutions reports 1,848 clients. They include 1,839 pension and profit-sharing plans and 9 state or municipal government entities. Of its assets, 100.0% ($6.85B across 1,848 accounts) are managed with discretion. It advised 70 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Pension and profit-sharing plans | 100% | 99% |
| State or municipal government entities | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pension and profit-sharing plans | 1,839 | $6.75B | 98.6% | $3.67M |
| State or municipal government entities | 9 | $96.1M | 1.4% | $10.7M |
| Total | 1,848 | $6.85B | 100% | $3.71M |
- Clients
- 1,839
- Regulatory AUM
- $6.75B
- AUM share
- 98.6%
- Avg. per client
- $3.67M
- Clients
- 9
- Regulatory AUM
- $96.1M
- AUM share
- 1.4%
- Avg. per client
- $10.7M
Total
- Clients
- 1,848
- Regulatory AUM
- $6.85B
- AUM share
- 100%
- Avg. per client
- $3.71M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 70
- Private funds advised
- 0
Fisher Retirement Solutions is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Fisher Retirement Solutions, Inc owns 75% or more of Fisher Retirement Solutions and is in turn owned by 2008 Fisher Family Irrevocable Trust (75% or more). Nathan Fisher is CEO. It has 159 employees, 4 of them in advisory roles.
Leadership
Nathan FisherChief Executive Officer, Chief Compliance Officer
Investment adviser representatives
70 representatives listed in the SEC register as of 9 October 2026.
- Jesus Rafael Aguilera Diaz
- David Lloyd Allred
- Eleazar Avalos
- Andrew Michael Belvin
- Ty Cliffton Boggs
- Jason Scott Brantley
- Phong Quoc Bui
- Peter Joseph Calvo
- Nichole Lee Canga
- Kyle Asa Clark
- Adam Frederick Coleman
- Andrew Crim
- James Davis
- Scott Matthew Devlin
- Christopher Thomas Edar-Allred
- Kimberly Nicole Ellis
- Jason Charles Erwin
- Andrew Joseph Fadenrecht
- Collin Bishop Foster
- Alejandro Garcia
- Jordan Michael Goss
- Brian Paul Griffith
- Gregory Scott Grooms
- Edgar Karel Gutierrez
- Austin Alexander Hackbarth
- Noah Hargett
- Katharine Bilodeau Hart
- Jack Ryan Healy
- Jesse Henley
- Matthew Mark Huddleston
- James Wesley Humphries
- Julia Anne Johnson
- Joshua Jameson Ketch
- John J Klein III
- Timothy John Kroon
- Hayden Matthew Lackey
- John Thomas Landers
- Jose Luis Leyva-Hernandez
- Jasper Elwood Mallard
- Dylan Walker Marks
- Joseph Mattei
- Justin Edward McDonald
- Blaine Charles Michael McKee
- Diane A Meck
- Artur David Metke
- Armando Neri JR
- Tin Ngoc Nguyen
- Mathew Thomas O'Brien
- Robert Patrick Olson
- Thomas Oxendine
- Jason Wayne Packham
- Raymond Warren Pierott JR.
- Alexander Huckleberry Queen
- Michael Joseph Richards
- Alexander Burnett Richholt-Budihas
- Micaias Rodriguez
- Lucero Rodriguez Ponce
- Bryan Leslie Satterfield
- Tyler Schroeder
- Jeffrey Alan Sego
- Bruce Henry Simpsen
- Colin Andrew Smith
- Eric Scott Surplus
- Itati Tapia Chavez
- Tyler William Taricco
- Chen-Han Wang
- Gregory Mark Weisbruch
- Heather Suzanne Wolfsmith
- Matthew L Zokai
Staff
- 159 employees
- 4 in advisory functions
- 49 state-registered reps
- 19 soliciting firms
- Owns 75% or more of Fisher Retirement Solutions LLC
Fisher Retirement Solutions, Inc
Control person · since July 2024
- Owns 75% or more of Fisher Retirement Solutions, Inc
2008 Fisher Family Irrevocable Trust
Control person · since July 2024
Nathan Fisher
Trustee · Control person · since July 2024
Fisher Retirement Solutions’ regulatory assets grew Infinity× from $0 (July 2024) to $6.85B (October 2026); employees rose from 1 to 159.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| October 2026 | $6.85B | 1,848 | 159 | 2 |
| June 2025 | $5.46B | 1,847 | 133 | 2 |
| July 2024 | $0 | 0 | 1 | 2 |
Besides its headquarters, Fisher Retirement Solutions has 1 office, with 2 listed addresses in Texas and Washington.
Texas · 1 listed address
- 4100 International Parkway, Suite 2000, CarrolltonHQ
Washington · 1 listed address
- 222 Ne Park Plaza Drive, Vancouver
Other business names
Fisher Retirement Solutions has reported 1 other business name to the SEC.
- Fisher\smb
Contact and registration details
- Legal name
- Fisher Retirement Solutions LLC
- Headquarters
- 4100 International Parkway, Suite 2000, Carrollton, TX 75007
- Website
- fishersmb.com
- Phone
- 888-674-4504
- @fishersmb
- SEC file
- 801-130272
- Structure
- Delaware LLC
- Fiscal year end
- December
Fisher Retirement Solutions uses Ascensus ($2.57B, 64%) and Empower ($1.43B, 36%) as custodians for its separately managed accounts. Fisher Retirement Solutions does not have custody of client assets.
- AscensusAscensus, LLC · Fargo, ND · $2.57B64%
- EmpowerEmpower Retirement, LLC · Denver, CO · $1.43B36%
At year end, Fisher Retirement Solutions’ separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does Fisher Retirement Solutions have?
Fisher Retirement Solutions has 1,848 clients and manages $6.85 billion for them, as of October 2026. They include 1,839 pension and profit-sharing plans and 9 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026
What services does Fisher Retirement Solutions offer?
Fisher Retirement Solutions provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Fisher Retirement Solutions use?
Fisher Retirement Solutions’ separately managed account assets are held at Ascensus, LLC (Fargo, ND), with $2.57B and Empower Retirement, LLC (Denver, CO), with $1.43B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026
How many financial advisors does Fisher Retirement Solutions have?
Fisher Retirement Solutions has 49 investment adviser representatives registered with state securities authorities, out of 159 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fisher Retirement Solutions invest in?
At the end of its last fiscal year, Fisher Retirement Solutions’ separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fisher Retirement Solutions?
Fisher Retirement Solutions’ direct owner is Fisher Retirement Solutions, Inc (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026
How does Fisher Retirement Solutions get paid?
Fisher Retirement Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fisher Retirement Solutions?
Fisher Retirement Solutions’ main office is at 4100 International Parkway, Suite 2000, Carrollton, TX 75007. Its phone number is 888-674-4504. Its website is fishersmb.com.