Copper Beech Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Copper Beech Financial Group reports 201 clients. They include 60 high-net-worth individuals, 58 individual clients and 35 insurance companies. Of its assets, 71.5% ($141M across 438 accounts) are managed with discretion; $56.3M across 146 accounts are not. It advised 16 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 29% | 11% |
| High-net-worth individuals | 30% | 44% |
| Pension and profit-sharing plans | 13% | 4% |
| Insurance companies | 17% | 30% |
| Corporations and other businesses | 10% | 12% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 58 | $21.6M | 11.0% | $373K |
| High-net-worth individuals | 60 | $86.8M | 44.0% | $1.45M |
| Pension and profit-sharing plans | 27 | $6.94M | 3.5% | $257K |
| Insurance companies | 35 | $59M | 29.9% | $1.68M |
| Corporations and other businesses | 21 | $23.1M | 11.7% | $1.1M |
| Total | 201 | $197M | 100% | $982K |
- Clients
- 58
- Regulatory AUM
- $21.6M
- AUM share
- 11.0%
- Avg. per client
- $373K
- Clients
- 60
- Regulatory AUM
- $86.8M
- AUM share
- 44.0%
- Avg. per client
- $1.45M
- Clients
- 27
- Regulatory AUM
- $6.94M
- AUM share
- 3.5%
- Avg. per client
- $257K
- Clients
- 35
- Regulatory AUM
- $59M
- AUM share
- 29.9%
- Avg. per client
- $1.68M
- Clients
- 21
- Regulatory AUM
- $23.1M
- AUM share
- 11.7%
- Avg. per client
- $1.1M
Total
- Clients
- 201
- Regulatory AUM
- $197M
- AUM share
- 100%
- Avg. per client
- $982K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 16
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Copper Beech Financial Group is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and commissions. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Planning Software Access
- Access to Vanilla Estate Planning Software is a negotiated fee of up to $1,500, billed directly to the client.
- Financial Audit Services
- Generally a fixed fee of $10,000 to $20,000 depending on the complexity of the audit, due at the onset of the engagement.
- Financial Planning
- A fixed fee agreed with the client, generally $5,000 to $150,000 depending on scope; 50% is paid in advance and the remainder on presentation of the plan.
- Unbundled Family Office Services
- A negotiated fixed fee payable quarterly in advance, subject to the investment management agreement.
CB Tree Holdings, LLC owns 75% or more of Copper Beech Financial Group and is in turn owned by Sa 1127, LLC (50–75%) and Sa 1128, LLC (50–75%). John Parise is CEO; the leadership team includes Chief Compliance Officer Michael Parise. It has 9 employees, 4 of them in advisory roles.
Leadership
John PariseChief Executive Officer
Michael PariseChief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 4 in advisory functions
- 2 state-registered reps
- 4 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Copper Beech Financial Group, LLC
CB Tree Holdings, LLC
Control person · since July 2021
- Owns 50% to 75% of CB Tree Holdings, LLC
Sa 1127, LLC
Control person · since September 2022
- Owns 75% or more of Sa 1127, LLC
Castle Reinsurance LTD PCC F/B/O Bayside Irrevocable Trust
Control person · since September 2022
- Owns 75% or more of Castle Reinsurance LTD PCC F/B/O Bayside Irrevocable Trust
Peter Moison
Control person · since September 2022
- Owns 50% to 75% of CB Tree Holdings, LLC
Sa 1128, LLC
Control person · since September 2022
- Owns 75% or more of Sa 1128, LLC
Castle Reinsurance LTD PCC F/B/O Sand Point Irrevocable Trust
Control person · since September 2022
Copper Beech Financial Group’s regulatory assets grew Infinity× from $0 (July 2021) to $197M (March 2026); employees rose from 7 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $197M | 201 | 9 | 1 |
| March 2025 | $189M | 254 | 9 | 1 |
| July 2024 | $113M | 220 | 10 | 2 |
| July 2023 | $92.5M | 103 | 7 | 2 |
| April 2022 | $101M | 103 | 7 | 1 |
| July 2021 | $0 | 0 | 7 | 1 |
Besides its headquarters, Copper Beech Financial Group has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 1223 N. Church Street, MoorestownHQ
Contact and registration details
- Legal name
- Copper Beech Financial Group, LLC
- Headquarters
- 1223 N. Church Street, Moorestown, NJ 08057
- Website
- copperbeechfg.com
- Phone
- 856-988-8300
- SEC file
- 801-121409
- Structure
- New Jersey LLC
- Fiscal year end
- December
Copper Beech Financial Group uses SEI Investments Distribution ($124M) as custodian for its separately managed accounts. Copper Beech Financial Group has custody of $5.79M in client assets for 1 client.
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $124M100%
At year end, Copper Beech Financial Group’s separately managed accounts were mostly in funds (61%) and stocks (33%).
What the accounts hold
- Stocks33%
- Funds61%
- Bonds3%
- Cash2%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Copper Beech Financial Group have?
Copper Beech Financial Group has 201 clients and manages $197 million for them, as of March 2026. They include 60 high-net-worth individuals, 58 individual clients and 35 insurance companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Copper Beech Financial Group offer?
Copper Beech Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Copper Beech Financial Group use?
Copper Beech Financial Group’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $124M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Copper Beech Financial Group have?
Copper Beech Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Copper Beech Financial Group invest in?
At the end of its last fiscal year, Copper Beech Financial Group’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 3% state and local bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Copper Beech Financial Group?
Copper Beech Financial Group is owned through a chain of holding companies by Castle Reinsurance LTD PCC F/B/O Sand Point Irrevocable Trust and Peter Moison. Its direct owner is CB Tree Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Copper Beech Financial Group get paid?
Copper Beech Financial Group is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Copper Beech Financial Group?
Copper Beech Financial Group’s main office is at 1223 N. Church Street, Moorestown, NJ 08057. Its phone number is 856-988-8300. Its website is copperbeechfg.com.