{"url":"https://nivawealth.com/firms/copper-beech-financial-group-313156","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/313156","regulatoryAum":197401454,"crd":"313156","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7255073","suffix":null,"lastName":"Baldwin","firstName":"Cody","middleName":null},{"crd":"1401779","suffix":null,"lastName":"PARISE","firstName":"JOHN","middleName":null},{"crd":"5749379","suffix":null,"lastName":"Parise","firstName":"Michael","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-26","regulatoryAum":0,"clients":0,"employees":7,"offices":1},{"filedOn":"2022-04-07","regulatoryAum":101107866,"clients":103,"employees":7,"offices":1},{"filedOn":"2023-07-28","regulatoryAum":92451736,"clients":103,"employees":7,"offices":2},{"filedOn":"2024-07-15","regulatoryAum":112554400,"clients":220,"employees":10,"offices":2},{"filedOn":"2025-03-24","regulatoryAum":189126534,"clients":254,"employees":9,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":197401454,"clients":201,"employees":9,"offices":1}],"secFileNumber":"801-121409","legalName":"Copper Beech Financial Group, LLC","displayName":"Copper Beech Financial Group","slug":"copper-beech-financial-group-313156","website":"https://copperbeechfg.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/313156/5cd50a35b263858d-r1.webp","tone":"light","width":679,"height":200,"sourceUrl":"https://copperbeechfg.com","sourceLabel":"Copper Beech Financial Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/copper-beech-financial-group-llc/","founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1223 N. Church Street","city":"Moorestown","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"08057"},"tradeNames":[],"registration":{"secApproved":"11 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":919136.0169491526,"staff":{"employees":9,"advisory":4,"brokerDealerReps":4,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":197401454,"discretionary":141126817,"discretionaryAccounts":438,"nonDiscretionary":56274637,"nonDiscretionaryAccounts":146,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":16},"clientTypes":[{"label":"Individuals (other than HNW)","clients":58,"regulatoryAum":21630997},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":86827053},{"label":"Pension and profit-sharing plans","clients":27,"regulatoryAum":6939112},{"label":"Insurance companies","clients":35,"regulatoryAum":58952705},{"label":"Corporations and other businesses","clients":21,"regulatoryAum":23051587}],"feePrograms":[{"role":"other","program":"Estate Planning Software Access","summary":"Access to Vanilla Estate Planning Software is a negotiated fee of up to $1,500, billed directly to the client.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018302","versionId":1018302,"submittedOn":"2026-03-12","documentName":"ADV PART 2A- COPPER BEECH FINANCIAL GROUP, LLC"},{"role":"other","program":"Financial Audit Services","summary":"Generally a fixed fee of $10,000 to $20,000 depending on the complexity of the audit, due at the onset of the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018302","versionId":1018302,"submittedOn":"2026-03-12","documentName":"ADV PART 2A- COPPER BEECH FINANCIAL GROUP, LLC"},{"role":"other","program":"Financial Planning","summary":"A fixed fee agreed with the client, generally $5,000 to $150,000 depending on scope; 50% is paid in advance and the remainder on presentation of the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018302","versionId":1018302,"submittedOn":"2026-03-12","documentName":"ADV PART 2A- COPPER BEECH FINANCIAL GROUP, LLC"},{"role":"other","program":"Unbundled Family Office Services","summary":"A negotiated fixed fee payable quarterly in advance, subject to the investment management agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018302","versionId":1018302,"submittedOn":"2026-03-12","documentName":"ADV PART 2A- COPPER BEECH FINANCIAL GROUP, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:55:29.028023+00:00","documents":[{"name":"ADV PART 2A- COPPER BEECH FINANCIAL GROUP, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018302","versionId":1018302,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":124162986}],"custodyNote":"Copper Beech Financial Group has custody of $5.79M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"John Parise","title":"Chief Executive Officer","crd":"1401779"},{"name":"Michael Parise","title":"Chief Compliance Officer","crd":"5749379"}],"ownership":[{"label":"CB Tree Holdings, LLC","detail":"Holding company in the 75% or more ownership band and a control person, since July 2021."},{"label":"Sa 1127, LLC","detail":"Indirect owner: a owner of CB Tree Holdings, LLC in the 50% to 75% band and a control person, since September 2022.","parent":"CB Tree Holdings, LLC"},{"label":"Sa 1128, LLC","detail":"Indirect owner: a owner of CB Tree Holdings, LLC in the 50% to 75% band and a control person, since September 2022.","parent":"CB Tree Holdings, LLC"},{"label":"Castle Reinsurance LTD PCC F/B/O Bayside Irrevocable Trust","detail":"Indirect owner: a owner of Sa 1127, LLC in the 75% or more band and a control person, since September 2022.","parent":"Sa 1127, LLC"},{"label":"Castle Reinsurance LTD PCC F/B/O Sand Point Irrevocable Trust","detail":"Indirect owner: a owner of Sa 1128, LLC in the 75% or more band and a control person, since September 2022.","parent":"Sa 1128, LLC"},{"label":"Peter Moison","detail":"Indirect owner: a owner of Castle Reinsurance LTD PCC F/B/O Bayside Irrevocable Trust in the 75% or more band and a control person, since September 2022. Also a owner of Castle Reinsurance LTD PCC F/B/O Sand Point Irrevocable Trust in the 75% or more band and a control person, since September 2022.","parent":"Castle Reinsurance LTD PCC F/B/O Bayside Irrevocable Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"1223 N. Church Street","city":"Moorestown","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"856-988-8300","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"U.S. state and local bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":61},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/313156/PDF/313156.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018302","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Copper Beech Financial Group have?","answer":"Copper Beech Financial Group has 201 clients and manages $197 million for them, as of March 2026. They include 60 high-net-worth individuals, 58 individual clients and 35 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Copper Beech Financial Group offer?","answer":"Copper Beech Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Copper Beech Financial Group use?","answer":"Copper Beech Financial Group’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $124M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Copper Beech Financial Group have?","answer":"Copper Beech Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Copper Beech Financial Group invest in?","answer":"At the end of its last fiscal year, Copper Beech Financial Group’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 3% state and local bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Copper Beech Financial Group?","answer":"Copper Beech Financial Group is owned through a chain of holding companies by Castle Reinsurance LTD PCC F/B/O Sand Point Irrevocable Trust and Peter Moison. Its direct owner is CB Tree Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Copper Beech Financial Group get paid?","answer":"Copper Beech Financial Group is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Copper Beech Financial Group?","answer":"Copper Beech Financial Group’s main office is at 1223 N. Church Street, Moorestown, NJ 08057. Its phone number is 856-988-8300. Its website is copperbeechfg.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}