Collie Financial Planning provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Collie Financial Planning reports 243 clients. They include 188 individual clients, 54 high-net-worth individuals and 1 charitable organization. Of its assets, 100.0% ($163M across 732 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 36% |
| High-net-worth individuals | 22% | 63% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 188 | $58.8M | 36.1% | $313K |
| High-net-worth individuals | 54 | $103M | 63.2% | $1.91M |
| Charitable organizations | Fewer than 5 | $1.16M | 0.7% | $1.16M |
| Total | 243 | $163M | 100% | — |
- Clients
- 188
- Regulatory AUM
- $58.8M
- AUM share
- 36.1%
- Avg. per client
- $313K
- Clients
- 54
- Regulatory AUM
- $103M
- AUM share
- 63.2%
- Avg. per client
- $1.91M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.16M
- AUM share
- 0.7%
- Avg. per client
- $1.16M
Total
- Clients
- 243
- Regulatory AUM
- $163M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Collie Financial Planning charges 0.40%–1.00% a year for its Advisor Select Wealth Management Fee Schedule. Each asset band is charged at its own rate. The fee is billed in arrears. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$5M | 0.80% |
| $5M–$10M | 0.60% |
| $10M and above | 0.40% |
Fee details and sources
Other fees
- Hourly advisory services
- Hourly fees start at $200 per hour for services used as needed.
- Per project planning
- A full comprehensive plan typically ranges from $1,500 to $7,500 or more, depending on complexity; fees are negotiable.
Michael Collie owns 75% or more of Collie Financial Planning. The leadership team of Collie Financial Planning includes President Michael Collie. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Collie Financial Planning, Inc.
Michael Collie
Control person · since March 2005
Collie Financial Planning’s regulatory assets grew from $127M (February 2022) to $163M (February 2026); clients rose from 192 to 243 and employees from 1 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $163M | 243 | 2 | 2 |
| Feb 2025February 2025 | $145M | 242 | 2 | 2 |
| Mar 2024March 2024 | $120M | 235 | 2 | 2 |
| Jun 2023June 2023 | $104M | 197 | 1 | 2 |
| Feb 2022February 2022 | $127M | 192 | 1 | 3 |
Besides its headquarters, Collie Financial Planning has 1 office, with 2 listed addresses in 1 state.
North Carolina · 2 listed addresses
- 101 Midland Ave, Black MountainHQ
- One Town Square BLVD, Asheville
Contact and registration details
- Legal name
- Collie Financial Planning, Inc.
- Headquarters
- 101 Midland Ave, Black Mountain, NC 28711
- Website
- colliefp.com
- Phone
- 828-654-8830
- @collie-financial-planning-inc-
- SEC file
- 801-123192
- Structure
- North Carolina corporation
- Fiscal year end
- December
Collie Financial Planning’s named custodians for separately managed accounts are Altruist ($89.1M, 65%) and Charles Schwab ($47.4M, 35%). Collie Financial Planning does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $47.4M35%
- AltruistAltruist Financial LLC · Culver City, CA · $89.1M65%
At year end, Collie Financial Planning’s separately managed accounts were mostly in funds (93%).
What the accounts hold
- Stocks3%
- Funds93%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash1%
How many clients does Collie Financial Planning have?
Collie Financial Planning has 243 clients and manages $163 million for them, as of February 2026. They include 188 individual clients, 54 high-net-worth individuals and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 February 2026
What services does Collie Financial Planning offer?
Collie Financial Planning provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Collie Financial Planning charge?
Collie Financial Planning charges 0.40%–1.00% a year for its Advisor Select Wealth Management Fee Schedule. Each asset band is charged at its own rate. The fee is billed in arrears.
Source: COLLIE FINANCIAL PLANNING, INC. FORM ADV PART 2, filed 22 February 2026
Which custodians does Collie Financial Planning use?
Collie Financial Planning’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $89.1M and Charles Schwab & Co., Inc. (Westlake, TX), with $47.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 February 2026
How many financial advisors does Collie Financial Planning have?
Collie Financial Planning has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Collie Financial Planning invest in?
At the end of its last fiscal year, Collie Financial Planning’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Collie Financial Planning?
Collie Financial Planning’s direct owner is Michael Collie (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 February 2026
How does Collie Financial Planning get paid?
Collie Financial Planning is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Collie Financial Planning?
Collie Financial Planning’s main office is at 101 Midland Ave, Black Mountain, NC 28711. Its phone number is 828-654-8830. Its website is colliefp.com.
