Michael Collie has been President/Chief Compliance Officer of Collie Financial Planning since March 2005, is a control person of the firm and directly owns 75% or more of it. Michael Collie holds a Bachelor's Degree from Robert Morris University.
Collie Financial Planning, Inc. is a Black Mountain, NC firm with $163M under management, 243 clients and 2 advisers across 2 offices, as of its February 2026 filing.
Mike Collie is Founder and Senior Financial Advisor of Collie Financial Planning, Inc., with offices in Black Mountain and Asheville, NC. He established the firm in 2005. He has contributed monthly columns to the Journey Christian Newspaper and to the Asheville Citizen-Times publications WNC Parent and Mountain Maturity.
Michael Collie’s longest registration is the current one, 11 years at Collie Financial Planning since 2015. Before joining Collie Financial Planning in 2015, Michael Collie was registered through Wachovia Securities, LLC and First Citizens Investor Services, Inc.
- – present · 11 yearsBlack Mountain, NC · Adviser representative · Firm CRD 134884
- Wachovia Securities, LLC– · 1 yearAsheville, NC · Adviser representative · Firm CRD 19616
- First Citizens Investor Services, Inc.– · 3 yearsWaynesville, NC · Adviser representative · Firm CRD 44430
Professional designations
Listed by Collie Financial Planning
- Certified Financial Planner (CFP®)
- Certified Kingdom Advisor (CKA®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Michael Collie is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2015; the most recent is Texas, in January 2017.
- North CarolinaSince 22 January 2015
- TexasResidentSince 31 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 December 2000 |
| Series 7 | General Securities Representative Examination | 4 December 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Reid Collie
- CRD
- 4306671
- Firm
- Collie Financial Planning · CRD 134884
- Role
- President/Chief Compliance Officer
- Office
- 101 MIDLAND AVE, Black Mountain, NC 28711
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- colliefp.com
Where does Michael Collie work?
Michael Collie has been President/Chief Compliance Officer of Collie Financial Planning, Inc. since March 2005, and is a control person of the firm.
Is Michael Collie a financial advisor?
Yes. Michael Collie has a current investment-adviser registration in North Carolina and Texas, through Collie Financial Planning since January 2015.
How many years of experience does Michael Collie have?
Michael Collie has 16 years in the financial industry, since August 2010, across 3 adviser firms.
What exams has Michael Collie passed?
Michael Collie has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in December 2000.
Where did Michael Collie work before Collie Financial Planning?
Before Collie Financial Planning, Michael Collie was registered through Wachovia Securities, LLC, May 2004 to August 2005; First Citizens Investor Services, Inc., February 2001 to May 2004.
Where is Michael Collie based?
Michael Collie’s registered office is in Black Mountain, NC.
Is Michael Collie registered with FINRA?
No. Michael Collie has no current broker registration.
Is Michael Collie a CFP?
Collie Financial Planning lists Michael Collie with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Michael Collie’s record?
Search CRD 4306671 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Collie’s full registration record.