{"url":"https://nivawealth.com/firms/collie-financial-planning-134884","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134884","regulatoryAum":162924000,"crd":"134884","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7216489","suffix":null,"lastName":"Collie","firstName":"Logan","middleName":"Michael"},{"crd":"4306671","suffix":null,"lastName":"COLLIE","firstName":"MICHAEL","middleName":"REID"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-02-24","regulatoryAum":126562000,"clients":192,"employees":1,"offices":3},{"filedOn":"2023-06-20","regulatoryAum":104436254,"clients":197,"employees":1,"offices":2},{"filedOn":"2024-03-20","regulatoryAum":120061234,"clients":235,"employees":2,"offices":2},{"filedOn":"2025-02-17","regulatoryAum":145304968,"clients":242,"employees":2,"offices":2},{"filedOn":"2026-02-22","regulatoryAum":162924000,"clients":243,"employees":2,"offices":2}],"secFileNumber":"801-123192","legalName":"Collie Financial Planning, Inc.","displayName":"Collie Financial Planning","slug":"collie-financial-planning-134884","website":"https://colliefp.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/134884/d3b1fae8b1d6a77e-r1.webp","tone":"light","width":441,"height":200,"sourceUrl":"https://www.colliefp.com/","sourceLabel":"Collie Financial Planning, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/collie-financial-planning-inc-/","xUrl":"https://twitter.com/colliefinance","founded":null,"organization":"North Carolina corporation","fiscalYearEnd":"December","headquarters":{"street":"101 Midland Ave","city":"Black Mountain","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"28711"},"tradeNames":[],"registration":{"secApproved":"8 February 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":668466.9421487603,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":162924000,"discretionary":162924000,"discretionaryAccounts":732,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":188,"regulatoryAum":58847000},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":102922000},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1155000}],"feePrograms":[{"role":"main","program":"Advisor Select Wealth Management Fee Schedule","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":5000000,"pct":0.8,"from":1000000},{"to":10000000,"pct":0.6,"from":5000000},{"to":null,"pct":0.4,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010875","versionId":1010875,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-22","documentName":"COLLIE FINANCIAL PLANNING, INC. FORM ADV PART 2","fee_rate_low":0.4,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly advisory services","summary":"Hourly fees start at $200 per hour for services used as needed.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010875","versionId":1010875,"submittedOn":"2026-02-22","documentName":"COLLIE FINANCIAL PLANNING, INC. FORM ADV PART 2"},{"role":"other","program":"Per project planning","summary":"A full comprehensive plan typically ranges from $1,500 to $7,500 or more, depending on complexity; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010875","versionId":1010875,"submittedOn":"2026-02-22","documentName":"COLLIE FINANCIAL PLANNING, INC. FORM ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:15:07.607104+00:00","documents":[{"name":"COLLIE FINANCIAL PLANNING, INC. FORM ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010875","versionId":1010875,"submittedOn":"2026-02-22"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":47417597},{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":89096806}],"custodyNote":"Collie Financial Planning does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Collie","title":"President/Chief Compliance Officer","crd":"4306671"}],"ownership":[{"label":"Michael Collie","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since March 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":2,"addresses":[{"street":"101 Midland Ave","city":"Black Mountain","headquarters":true},{"street":"One Town Square BLVD","city":"Asheville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"828-654-8830","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"22 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/134884/PDF/134884.pdf","brochureDate":"22 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010875","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Collie Financial Planning have?","answer":"Collie Financial Planning has 243 clients and manages $163 million for them, as of February 2026. They include 188 individual clients, 54 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Collie Financial Planning offer?","answer":"Collie Financial Planning provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Collie Financial Planning charge?","answer":"Collie Financial Planning charges 0.40%–1.00% a year for its Advisor Select Wealth Management Fee Schedule. Each asset band is charged at its own rate. The fee is billed in arrears.","source":"COLLIE FINANCIAL PLANNING, INC. FORM ADV PART 2, filed 22 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Collie Financial Planning use?","answer":"Collie Financial Planning’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $89.1M and Charles Schwab & Co., Inc. (Westlake, TX), with $47.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Collie Financial Planning have?","answer":"Collie Financial Planning has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Collie Financial Planning invest in?","answer":"At the end of its last fiscal year, Collie Financial Planning’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Collie Financial Planning?","answer":"Collie Financial Planning’s direct owner is Michael Collie (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Collie Financial Planning get paid?","answer":"Collie Financial Planning is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Collie Financial Planning?","answer":"Collie Financial Planning’s main office is at 101 Midland Ave, Black Mountain, NC 28711. Its phone number is 828-654-8830. Its website is colliefp.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}