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Coller Investment Management

SEC-registered adviser since 1999ST. Peter Port, GuernseyCRD 111035

33
Clients
0
Advisory staff

From Form ADV filed 18 September 2026 · data retrieved 15 October 2026SEC record

Coller Investment Management is an investment adviser headquartered in ST. Peter Port, Guernsey, and registered with the SEC since 1999. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management and performance-based fees. Cicap Limited owns 75% or more of Coller Investment Management.

Clients

Coller Investment Management serves 33 clients. The average client has about $1.11 billion with the firm.

Regulatory assets by client type
  • Pooled investment vehicles33 clients100%
Show client breakdown
Pooled investment vehicles
Clients
33
Regulatory AUM
$36,657,342,081
Share
100.0%
Avg. per client
$1.11B

Total

Clients
33
Regulatory AUM
$36,657,342,081
Share
100%
Avg. per client
$1.11B

What it does

Coller Investment Management provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.

Coller Investment Management advises 5 private funds.

100.0% of assets ($36.66B across 33 accounts) are managed with discretion. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Coller Investment Management does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$36.66B100%

Ownership and leadership

Cicap Limited owns 75% or more of Coller Investment Management.

Who owns the firm
Coller Investment Management LTD· the adviser
  • Cicap Limited

    Control person · since September 1995

    Owns 75% or more of Coller Investment Management LTD
  • Eqt Ab

    Control person · since September 2026

    Owns 75% or more of Coller Investment Management LTD

Leadership

  • Jeremy Coller
    Director
  • Jeremy Hollier
    Director
  • Katy Le Huray
    Director
  • Roxanne Le Prevost
    Director
  • Roger Le Tissier
    Director
  • Christopher Legge
    Director
  • John Loveless
    Director
  • Cyril Mahon
    Director
  • Frank Ochsenfeld
    D

Staff

  • 10 employees

Fees

Coller Investment Management is paid through a percentage of assets under management and performance-based fees.

Coller Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Coller Investment Management has 0 offices, with 1 listed address with no US state reported.

Registration details

Legal name
Coller Investment Management LTD
Headquarters
Trafalgar Court, Les Banques, ST. Peter Port, Guernsey GY1 3QL
Website
Not reported
SEC file
801-56222
Structure
corporation organized in Guernsey
Fiscal year end
March

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Coller Investment Management have?

Coller Investment Management has 33 clients and manages $36.7 billion for them, as of September 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026

What services does Coller Investment Management offer?

Coller Investment Management provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Coller Investment Management have?

Coller Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 0 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Coller Investment Management?

Coller Investment Management is owned through a holding company by Jeremy Coller. Its direct owners are Cicap Limited (75% or more) and Eqt Ab (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 18 September 2026

How does Coller Investment Management get paid?

Coller Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 18 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 111035.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Coller Investment Management LTD and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.