{"url":"https://nivawealth.com/firms/coller-investment-management-111035","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111035","regulatoryAum":36657342081,"crd":"111035","secFileNumber":"801-56222","legalName":"Coller Investment Management LTD","displayName":"Coller Investment Management","website":null,"founded":null,"organization":"corporation organized in Guernsey","fiscalYearEnd":"March","headquarters":{"street":"Trafalgar Court, Les Banques","city":"ST. Peter Port","state":"","stateName":"","country":"Guernsey","postalCode":"GY1 3QL"},"tradeNames":[],"registration":{"secApproved":"1 March 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":10,"advisory":0,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":36657342081,"discretionaryAccounts":33,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":33,"regulatoryAum":36657342081}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Coller Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeremy Coller","title":"Director","crd":"4357796"},{"name":"Jeremy Hollier","title":"Director","crd":"7777367"},{"name":"Katy Le Huray","title":"Director","crd":"8124406"},{"name":"Roxanne Le Prevost","title":"Director","crd":"7587813"},{"name":"Roger Le Tissier","title":"Director","crd":"4413098"},{"name":"Christopher Legge","title":"Director","crd":"6675951"},{"name":"John Loveless","title":"Director","crd":"5946003"},{"name":"Cyril Mahon","title":"Director","crd":"4413570"},{"name":"Frank Ochsenfeld","title":"D","crd":"4801877"}],"ownership":[{"label":"Cicap Limited","detail":"Owner in the 75% or more ownership band and a control person, since September 1995."},{"label":"Eqt Ab","detail":"Owner in the 75% or more ownership band and a control person, since September 2026."},{"label":"Jeremy Coller","detail":"Indirect owner: a owner of Cicap Limited in the 75% or more band and a control person, since October 1993.","parent":"Cicap Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"441481745001","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"18 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111035/PDF/111035.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Coller Investment Management have?","answer":"Coller Investment Management has 33 clients and manages $36.7 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Coller Investment Management offer?","answer":"Coller Investment Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Coller Investment Management have?","answer":"Coller Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 0 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Coller Investment Management?","answer":"Coller Investment Management is owned through a holding company by Jeremy Coller. Its direct owners are Cicap Limited (75% or more) and Eqt Ab (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Coller Investment Management get paid?","answer":"Coller Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}