CGI Wealth Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
CGI Wealth Advisors reports 121 clients. They include 83 individual clients, 35 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($129M across 121 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 21% |
| High-net-worth individuals | 29% | 75% |
| Pension and profit-sharing plans | 2% | 3% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 83 | $26.7M | 20.6% | $322K |
| High-net-worth individuals | 35 | $96.8M | 74.8% | $2.76M |
| Pension and profit-sharing plans | Fewer than 5 | $4.23M | 3.3% | $2.12M |
| Corporations and other businesses | Fewer than 5 | $1.69M | 1.3% | $1.69M |
| Total | 121 | $129M | 100% | — |
- Clients
- 83
- Regulatory AUM
- $26.7M
- AUM share
- 20.6%
- Avg. per client
- $322K
- Clients
- 35
- Regulatory AUM
- $96.8M
- AUM share
- 74.8%
- Avg. per client
- $2.76M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.23M
- AUM share
- 3.3%
- Avg. per client
- $2.12M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.69M
- AUM share
- 1.3%
- Avg. per client
- $1.69M
Total
- Clients
- 121
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
CGI Wealth Advisors charges 0.25%–1.00% for its Ongoing Fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$500K | 1.00% |
| $500K–$1M | 0.75% |
| $1M–$2M | 0.50% |
| $2M and above | 0.25% |
Fee details and sources
Other fees
- One-time planning fees
- A one-time fee may apply to a needs analysis or asset allocation strategy, per objective or account. It is usually waived if the client engages the firm ongoing. No rate is stated.
- Unique consulting services
- Unique services are priced in a supplement to the advisory agreement, by account, investment option, hourly consulting fee or report. The brochure gives no rate.
Vance Palmer owns 75% or more of CGI Wealth Advisors. The leadership team of CGI Wealth Advisors includes President Aaron Harken. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Cgi Wealth Advisors, Inc.
Vance Palmer
Control person · since March 2023
- Owns 10% to 25% of Cgi Wealth Advisors, Inc.
Aaron Harken
Control person · since January 2022
CGI Wealth Advisors’ regulatory assets grew 1.7× from $78.1M (March 2021) to $129M (March 2026); clients rose from 103 to 121 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $129M | 121 | 2 | 1 |
| Jan 2025January 2025 | $110M | 111 | 2 | 1 |
| Mar 2024March 2024 | $98.9M | 109 | 2 | 1 |
| Mar 2023March 2023 | $90.2M | 103 | 2 | 1 |
| Mar 2022March 2022 | $104M | 103 | 2 | 1 |
| Mar 2021March 2021 | $78.1M | 103 | 2 | 1 |
Besides its headquarters, CGI Wealth Advisors has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- Swedesford Corporate Center, 601 Swedesford Road, FrazerHQ
Contact and registration details
- Legal name
- Cgi Wealth Advisors, Inc.
- Headquarters
- Swedesford Corporate Center, 601 Swedesford Road, Frazer, PA 19355
- Website
- cgiadvisors.com
- Phone
- 610-854-1425
- SEC file
- 801-119875
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
CGI Wealth Advisors’ named custodian for separately managed accounts is Altruist ($0). CGI Wealth Advisors does not have custody of client assets.
The filed values do not form a complete breakdown. Values are shown as filed.
- Altruist · Altruist Financial LLC · Culver City, CA · $0
- 0%
At year end, CGI Wealth Advisors’ separately managed accounts were mostly in stocks (92%).
What the accounts hold
- Stocks92%
- Exchange-traded equities90%
- Non-exchange-traded equities2%
- Bonds1%
- Cash7%
How many clients does CGI Wealth Advisors have?
CGI Wealth Advisors has 121 clients and manages $129 million for them, as of March 2026. They include 83 individual clients, 35 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does CGI Wealth Advisors offer?
CGI Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does CGI Wealth Advisors charge?
CGI Wealth Advisors charges 0.25%–1.00% for its Ongoing Fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does CGI Wealth Advisors use?
The filing also lists Altruist Financial LLC with no separately managed account assets.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does CGI Wealth Advisors have?
CGI Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does CGI Wealth Advisors invest in?
At the end of its last fiscal year, CGI Wealth Advisors’ separately managed accounts held 90% exchange-traded equities, 7% cash and equivalents, 2% non-exchange-traded equities and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns CGI Wealth Advisors?
CGI Wealth Advisors’ direct owners are Vance Palmer (75% or more) and Aaron Harken (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does CGI Wealth Advisors get paid?
CGI Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact CGI Wealth Advisors?
CGI Wealth Advisors’ main office is at Swedesford Corporate Center, 601 Swedesford Road, Frazer, PA 19355. Its phone number is 610-854-1425. Its website is cgiadvisors.com.