Aaron Harken has been President of CGI Wealth Advisors since January 2022, is a control person of the firm and directly owns between 10% and 25% of it.
Cgi Wealth Advisors, Inc. is a Frazer, PA firm with $129M under management, 121 clients and 2 advisers in one office, as of its March 2026 filing.
Aaron Harken’s longest registration was 10 years at Commonwealth Financial Network (2010–2020). Before joining CGI Wealth Advisors in 2021, Aaron Harken was registered through Commonwealth Financial Network.
- Cgi Wealth Advisors, Inc.Current– present · 5 yearsFrazer, PA · Adviser representative · Firm CRD 311273
- Commonwealth Financial Network– · 10 yearsFrazer, PA · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
Aaron Harken is registered as an investment adviser representative in Pennsylvania, since February 2021.
- PennsylvaniaSince 16 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 December 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 August 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Aaron John Harken
- CRD
- 2777443
- Firm
- CGI Wealth Advisors · CRD 311273
- Role
- President
- Office
- SWEDESFORD CORPORATE CENTER, 601 SWEDESFORD ROAD, Frazer, PA 19355
- Registration
- Investment adviser registration
- In the industry since
- September 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Aaron Harken work?
Aaron Harken has been President of Cgi Wealth Advisors, Inc. since January 2022, and is a control person of the firm.
Is Aaron Harken a financial advisor?
Yes. Aaron Harken has a current investment-adviser registration in Pennsylvania, through CGI Wealth Advisors since February 2021.
How many years of experience does Aaron Harken have?
Aaron Harken has 29 years in the financial industry, since September 1997, across 2 adviser firms.
What exams has Aaron Harken passed?
Aaron Harken has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in August 1996. FINRA credited Aaron Harken with the SIE, which began in October 2018.
Where did Aaron Harken work before CGI Wealth Advisors?
Before CGI Wealth Advisors, Aaron Harken was registered through Commonwealth Financial Network, September 2010 to December 2020.
Where is Aaron Harken based?
Aaron Harken’s registered office is in Frazer, PA.
Is Aaron Harken registered with FINRA?
No. Aaron Harken has no current broker registration.
How can I verify Aaron Harken’s record?
Search CRD 2777443 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aaron Harken’s full registration record.