{"url":"https://nivawealth.com/firms/cgi-wealth-advisors-311273","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311273","regulatoryAum":129392723,"crd":"311273","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2777443","suffix":null,"lastName":"HARKEN","firstName":"AARON","middleName":"JOHN"},{"crd":"708148","suffix":null,"lastName":"PALMER","firstName":"VANCE","middleName":"BRADLEY"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":78061700,"clients":103,"employees":2,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":104370000,"clients":103,"employees":2,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":90185798,"clients":103,"employees":2,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":98938218,"clients":109,"employees":2,"offices":1},{"filedOn":"2025-01-21","regulatoryAum":109869467,"clients":111,"employees":2,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":129392723,"clients":121,"employees":2,"offices":1}],"secFileNumber":"801-119875","legalName":"Cgi Wealth Advisors, Inc.","displayName":"CGI Wealth Advisors","slug":"cgi-wealth-advisors-311273","website":"https://cgiadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"Swedesford Corporate Center, 601 Swedesford Road","city":"Frazer","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19355"},"tradeNames":[],"registration":{"secApproved":"4 December 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1046400.8305084746,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":129392723,"discretionary":129392723,"discretionaryAccounts":121,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":83,"regulatoryAum":26716063},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":96759235},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":4231981},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":1685444}],"feePrograms":[{"role":"main","program":"Ongoing Fees","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1,"from":0},{"to":1000000,"pct":0.75,"from":500000},{"to":2000000,"pct":0.5,"from":1000000},{"to":null,"pct":0.25,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036429","versionId":1036429,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"CGI WEALTH ADVISORS 2026","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"One-time planning fees","summary":"A one-time fee may apply to a needs analysis or asset allocation strategy, per objective or account. It is usually waived if the client engages the firm ongoing. No rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036429","versionId":1036429,"submittedOn":"2026-03-31","documentName":"CGI WEALTH ADVISORS 2026"},{"role":"other","program":"Unique consulting services","summary":"Unique services are priced in a supplement to the advisory agreement, by account, investment option, hourly consulting fee or report. The brochure gives no rate.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036429","versionId":1036429,"submittedOn":"2026-03-31","documentName":"CGI WEALTH ADVISORS 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:46:03.838427+00:00","documents":[{"name":"CGI WEALTH ADVISORS 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036429","versionId":1036429,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":0}],"custodyNote":"CGI Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Aaron Harken","title":"President","crd":"2777443"},{"name":"Vance Palmer","title":"Vice-President & CCO","crd":"708148"}],"ownership":[{"label":"Vance Palmer","detail":"Vice-president & cco in the 75% or more ownership band and a control person, since March 2023."},{"label":"Aaron Harken","detail":"President in the 10% to 25% ownership band and a control person, since January 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"Swedesford Corporate Center, 601 Swedesford Road","city":"Frazer","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-854-1425","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. state and local bonds","percent":1},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311273/PDF/311273.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036429","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CGI Wealth Advisors have?","answer":"CGI Wealth Advisors has 121 clients and manages $129 million for them, as of March 2026. They include 83 individual clients, 35 high-net-worth individuals, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CGI Wealth Advisors offer?","answer":"CGI Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does CGI Wealth Advisors charge?","answer":"CGI Wealth Advisors charges 0.25%–1.00% for its Ongoing Fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"CGI WEALTH ADVISORS 2026, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does CGI Wealth Advisors use?","answer":"The filing also lists Altruist Financial LLC with no separately managed account assets.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does CGI Wealth Advisors have?","answer":"CGI Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CGI Wealth Advisors invest in?","answer":"At the end of its last fiscal year, CGI Wealth Advisors’ separately managed accounts held 90% exchange-traded equities, 7% cash and equivalents, 2% non-exchange-traded equities and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CGI Wealth Advisors?","answer":"CGI Wealth Advisors’ direct owners are Vance Palmer (75% or more) and Aaron Harken (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CGI Wealth Advisors get paid?","answer":"CGI Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact CGI Wealth Advisors?","answer":"CGI Wealth Advisors’ main office is at Swedesford Corporate Center, 601 Swedesford Road, Frazer, PA 19355. Its phone number is 610-854-1425. Its website is cgiadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}