Capital Wealth provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars. Financial planning was provided to 251–500 clients last fiscal year.
Capital Wealth reports 290 clients. They include 275 individual clients and 15 high-net-worth individuals. Of its assets, 100.0% ($116M across 636 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $114M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 95% | 51% |
| High-net-worth individuals | 5% | 46% |
| Pension and profit-sharing plans | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 275 | $59.4M | 51.2% | $216K |
| High-net-worth individuals | 15 | $53M | 45.7% | $3.53M |
| Pension and profit-sharing plans | Fewer than 5 | $3.54M | 3.1% | — |
| Total | 290 | $116M | 100% | — |
- Clients
- 275
- Regulatory AUM
- $59.4M
- AUM share
- 51.2%
- Avg. per client
- $216K
- Clients
- 15
- Regulatory AUM
- $53M
- AUM share
- 45.7%
- Avg. per client
- $3.53M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.54M
- AUM share
- 3.1%
- Avg. per client
- —
Total
- Clients
- 290
- Regulatory AUM
- $116M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Capital Wealth charges 1.50% a year for its Portfolio Management Fee. The fee is billed in arrears, is negotiable and requires an account of at least $250,000. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Consulting outside the planning scope is billed at a negotiated hourly rate, monthly in arrears.
- Estate planning
- Third-party estate planning is a negotiated fixed fee of $249 to $2,499, invoiced through a nonaffiliated service.
- Financial planning
- Comprehensive financial planning is a negotiated fixed fee, generally $5,000 to $50,000, based on plan complexity and time required.
It has 7 employees, 2 of them in advisory roles.
Leadership
Staff
- 7 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
Besides its headquarters, Capital Wealth has 0 offices, with 1 listed address in Utah.
Utah · 1 listed address
- 3400 N Ashton BLVD, Suite 190, LehiHQ
Contact and registration details
- Legal name
- Capital Wealth, LLC
- Headquarters
- 3400 N Ashton BLVD, Suite 190, Lehi, UT 84048
- Website
- capitalwealth.com
- Phone
- 801-210-2800
- SEC file
- 801-137067
- Structure
- Utah LLC
- Fiscal year end
- December
Capital Wealth does not have custody of client assets.
At year end, Capital Wealth’s separately managed accounts were mostly in stocks (81%) and funds (15%).
What the accounts hold
- Stocks81%
- Funds15%
- Cash4%
How many clients does Capital Wealth have?
Capital Wealth has 290 clients and manages $116 million for them, as of September 2026. They include 275 individual clients and 15 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026
What services does Capital Wealth offer?
Capital Wealth provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Capital Wealth charge?
Capital Wealth charges 1.50% a year for its Portfolio Management Fee. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Source: ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC, filed 11 September 2026
How many financial advisors does Capital Wealth have?
Capital Wealth has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Wealth invest in?
At the end of its last fiscal year, Capital Wealth’s separately managed accounts held 81% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Capital Wealth have a minimum investment?
Yes, Capital Wealth’s minimum account size for its Portfolio Management Fee is $250K.
Source: ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC, filed 11 September 2026
How does Capital Wealth get paid?
Capital Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Capital Wealth registered with the SEC?
Yes, Capital Wealth has been registered with the SEC as an investment adviser since 13 August 2026. Its CRD number is 289574 and its SEC file number is 801-137067.
Source: Form ADV Part 1A, Item 1, filed 11 September 2026; IAPD firm record
How do I contact Capital Wealth?
Capital Wealth’s main office is at 3400 N Ashton BLVD, Suite 190, Lehi, UT 84048. Its phone number is 801-210-2800. Its website is capitalwealth.com.