{"url":"https://nivawealth.com/firms/capital-wealth-289574","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289574","regulatoryAum":115955340,"crd":"289574","secFileNumber":"801-137067","legalName":"Capital Wealth, LLC","displayName":"Capital Wealth","slug":"capital-wealth-289574","website":"https://capitalwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3400 N Ashton BLVD, Suite 190","city":"Lehi","state":"UT","stateName":"Utah","country":"United States","postalCode":"84048"},"tradeNames":[],"registration":{"secApproved":"13 August 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":387642.84827586205,"staff":{"employees":7,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":115955340,"discretionary":115955340,"discretionaryAccounts":636,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":113723293,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":275,"regulatoryAum":59415184},{"label":"High-net-worth individuals","clients":15,"regulatoryAum":53001242},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":3538914}],"feePrograms":[{"role":"main","program":"Portfolio Management Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057619","versionId":1057619,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-09-11","documentName":"ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC","fee_rate_low":1.5,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting","summary":"Consulting outside the planning scope is billed at a negotiated hourly rate, monthly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057619","versionId":1057619,"submittedOn":"2026-09-11","documentName":"ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC"},{"role":"other","program":"Estate planning","summary":"Third-party estate planning is a negotiated fixed fee of $249 to $2,499, invoiced through a nonaffiliated service.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057619","versionId":1057619,"submittedOn":"2026-09-11","documentName":"ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC"},{"role":"other","program":"Financial planning","summary":"Comprehensive financial planning is a negotiated fixed fee, generally $5,000 to $50,000, based on plan complexity and time required.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057619","versionId":1057619,"submittedOn":"2026-09-11","documentName":"ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:52:08.044718+00:00","documents":[{"name":"ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057619","versionId":1057619,"submittedOn":"2026-09-11"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057618","versionId":1057618,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057617","versionId":1057617,"submittedOn":null}]},"custodians":[],"custodyNote":"Capital Wealth does not have custody of client assets.","leadership":[],"ownership":[],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"3400 N Ashton BLVD, Suite 190","city":"Lehi","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-210-2800","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":81},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"11 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289574/PDF/289574.pdf","brochureDate":"11 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057619","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capital Wealth have?","answer":"Capital Wealth has 290 clients and manages $116 million for them, as of September 2026. They include 275 individual clients and 15 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capital Wealth offer?","answer":"Capital Wealth provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Capital Wealth charge?","answer":"Capital Wealth charges 1.50% a year for its Portfolio Management Fee. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.","source":"ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC, filed 11 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Capital Wealth have?","answer":"Capital Wealth has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capital Wealth invest in?","answer":"At the end of its last fiscal year, Capital Wealth’s separately managed accounts held 81% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Capital Wealth have a minimum investment?","answer":"Yes, Capital Wealth’s minimum account size for its Portfolio Management Fee is $250K.","source":"ADV PART 2A-CAPITAL WEALTH ADVISORS, LLC, filed 11 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How does Capital Wealth get paid?","answer":"Capital Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Capital Wealth registered with the SEC?","answer":"Yes, Capital Wealth has been registered with the SEC as an investment adviser since 13 August 2026. Its CRD number is 289574 and its SEC file number is 801-137067.","source":"Form ADV Part 1A, Item 1, filed 11 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Capital Wealth?","answer":"Capital Wealth’s main office is at 3400 N Ashton BLVD, Suite 190, Lehi, UT 84048. Its phone number is 801-210-2800. Its website is capitalwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}