Capital Resource Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Capital Resource Management reports 42 clients. They include 28 high-net-worth individuals, 10 individual clients and 3 charitable organizations. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $593M across 124 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 24% | 1% |
| High-net-worth individuals | 67% | 93% |
| Pension and profit-sharing plans | 2% | <1% |
| Charitable organizations | 7% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 10 | $6.51M | 1.1% | $651K |
| High-net-worth individuals | 28 | $551M | 92.9% | $19.7M |
| Pension and profit-sharing plans | Fewer than 5 | $4.36M | 0.7% | $4.36M |
| Charitable organizations | Fewer than 5 | $31.2M | 5.3% | $10.4M |
| Total | 42 | $593M | 100% | — |
- Clients
- 10
- Regulatory AUM
- $6.51M
- AUM share
- 1.1%
- Avg. per client
- $651K
- Clients
- 28
- Regulatory AUM
- $551M
- AUM share
- 92.9%
- Avg. per client
- $19.7M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.36M
- AUM share
- 0.7%
- Avg. per client
- $4.36M
- Clients
- Fewer than 5
- Regulatory AUM
- $31.2M
- AUM share
- 5.3%
- Avg. per client
- $10.4M
Total
- Clients
- 42
- Regulatory AUM
- $593M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Capital Resource Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Sherwin Korey owns 75% or more of Capital Resource Management. The leadership team of Capital Resource Management includes President Sherwin Korey. It has 4 employees, 2 of them in advisory roles.
Leadership
- Sherwin KoreyPresident/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Sherwin David Korey
Staff
- 4 employees
- 2 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Capital Resource Management Inc
Sherwin Korey
Control person · since February 1991
Capital Resource Management’s regulatory assets grew from $497M (March 2021) to $593M (March 2026); clients fell from 47 to 42 and employees from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $593M | 42 | 4 | 1 |
| March 2025 | $537M | 43 | 4 | 1 |
| July 2024 | $533M | 41 | 4 | 1 |
| March 2023 | $492M | 46 | 4 | 1 |
| March 2022 | $541M | 51 | 4 | 1 |
| March 2021 | $497M | 47 | 5 | 1 |
Besides its headquarters, Capital Resource Management has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 770 Lake Cook RD, Suite 370, DeerfieldHQ
Contact and registration details
- Legal name
- Capital Resource Management Inc
- Headquarters
- 770 Lake Cook RD, Suite 370, Deerfield, IL 60015-4920
- Website
- crminvest.com
- Phone
- 847-948-1700
- SEC file
- 801-38549
- Structure
- Illinois corporation
- Fiscal year end
- December
Capital Resource Management uses US Bank ($458M) as custodian for its separately managed accounts. Capital Resource Management does not have custody of client assets.
- US BankUS Bank · Cincinnatti, OH · $458M100%
At year end, Capital Resource Management’s separately managed accounts were mostly in funds (58%) and stocks (25%).
What the accounts hold
- Stocks25%
- Funds58%
- Registered funds34%
- Pooled vehicles24%
- Bonds17%
How many clients does Capital Resource Management have?
Capital Resource Management has 42 clients and manages $593 million for them, as of March 2026. They include 28 high-net-worth individuals, 10 individual clients and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Capital Resource Management offer?
Capital Resource Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Capital Resource Management use?
Capital Resource Management’s separately managed account assets are held at US Bank (Cincinnatti, OH), with $458M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Capital Resource Management have?
Capital Resource Management has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Resource Management invest in?
At the end of its last fiscal year, Capital Resource Management’s separately managed accounts held 34% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 24% pooled vehicles (private funds and similar) and 17% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Resource Management?
Capital Resource Management’s direct owner is Sherwin Korey (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Capital Resource Management get paid?
Capital Resource Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capital Resource Management?
Capital Resource Management’s main office is at 770 Lake Cook RD, Suite 370, Deerfield, IL 60015-4920. Its phone number is 847-948-1700. Its website is crminvest.com.