{"url":"https://nivawealth.com/firms/capital-resource-management-106768","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106768","regulatoryAum":593183813,"crd":"106768","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1564307","suffix":null,"lastName":"KOREY","firstName":"SHERWIN","middleName":"DAVID"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-12","regulatoryAum":496828114,"clients":47,"employees":5,"offices":1},{"filedOn":"2022-03-11","regulatoryAum":540552070,"clients":51,"employees":4,"offices":1},{"filedOn":"2023-03-13","regulatoryAum":491976602,"clients":46,"employees":4,"offices":1},{"filedOn":"2024-07-18","regulatoryAum":532945587,"clients":41,"employees":4,"offices":1},{"filedOn":"2025-03-04","regulatoryAum":537406698,"clients":43,"employees":4,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":593183813,"clients":42,"employees":4,"offices":1}],"secFileNumber":"801-38549","legalName":"Capital Resource Management Inc","displayName":"Capital Resource Management","slug":"capital-resource-management-106768","website":"https://crminvest.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"770 Lake Cook RD, Suite 370","city":"Deerfield","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60015-4920"},"tradeNames":[],"registration":{"secApproved":"12 April 1991","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":14674190.868421054,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":593183813,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":593183813,"nonDiscretionaryAccounts":124,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":10,"regulatoryAum":6505391},{"label":"High-net-worth individuals","clients":28,"regulatoryAum":551113862},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":4359946},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":31204614}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:57:12.144575+00:00","documents":[{"name":"CRM ADV PART 2A MARCH 4.2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024940","versionId":1024940,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"US Bank","shortName":"US Bank","location":"Cincinnatti, OH","smaAssets":457808526}],"custodyNote":"Capital Resource Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sherwin Korey","title":"President/Chief Compliance Officer","crd":"1564307"}],"ownership":[{"label":"Sherwin Korey","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since February 1991."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"770 Lake Cook RD, Suite 370","city":"Deerfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-948-1700","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. state and local bonds","percent":17},{"label":"Securities issued by registered investment companies or business development companies","percent":34},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":24}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106768/PDF/106768.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024940","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capital Resource Management have?","answer":"Capital Resource Management has 42 clients and manages $593 million for them, as of March 2026. They include 28 high-net-worth individuals, 10 individual clients and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capital Resource Management offer?","answer":"Capital Resource Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Capital Resource Management use?","answer":"Capital Resource Management’s separately managed account assets are held at US Bank (Cincinnatti, OH), with $458M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capital Resource Management have?","answer":"Capital Resource Management has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capital Resource Management invest in?","answer":"At the end of its last fiscal year, Capital Resource Management’s separately managed accounts held 34% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 24% pooled vehicles (private funds and similar) and 17% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capital Resource Management?","answer":"Capital Resource Management’s direct owner is Sherwin Korey (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capital Resource Management get paid?","answer":"Capital Resource Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Capital Resource Management?","answer":"Capital Resource Management’s main office is at 770 Lake Cook RD, Suite 370, Deerfield, IL 60015-4920. Its phone number is 847-948-1700. Its website is crminvest.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}