Capital Consulting & Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Capital Consulting & Asset Management reports 180 clients. They include 95 individual clients and 85 high-net-worth individuals. Of its assets, 100.0% ($219M across 1,988 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 53% | 53% |
| High-net-worth individuals | 47% | 47% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 95 | $116M | 53.0% | $1.22M |
| High-net-worth individuals | 85 | $103M | 47.0% | $1.21M |
| Total | 180 | $219M | 100% | $1.21M |
- Clients
- 95
- Regulatory AUM
- $116M
- AUM share
- 53.0%
- Avg. per client
- $1.22M
- Clients
- 85
- Regulatory AUM
- $103M
- AUM share
- 47.0%
- Avg. per client
- $1.21M
Total
- Clients
- 180
- Regulatory AUM
- $219M
- AUM share
- 100%
- Avg. per client
- $1.21M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Capital Consulting & Asset Management charges 0.90%–1.50% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$150K | 1.50% |
| $150K–$250K | 1.25% |
| $250K–$500K | 1.15% |
| $500K–$1M | 1.00% |
| $1M and above | 0.90% |
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting fees are billed at an hourly rate of $200 to $400 and may be negotiable.
Robert Nixon owns 75% or more of Capital Consulting & Asset Management. The leadership team of Capital Consulting & Asset Management includes President Robert Nixon. It has 8 employees, 3 of them in advisory roles.
Leadership
Robert NixonPresident & Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 broker-dealer rep
- 3 insurance agents
- Owns 75% or more of Capital Consulting & Asset Management, Inc.
Robert Nixon
Control person · since May 1996
Capital Consulting & Asset Management’s regulatory assets fell from $260M (March 2021) to $219M (March 2026); clients rose from 145 to 180 and employees from 5 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $219M | 180 | 8 | 1 |
| June 2025 | $182M | 170 | 7 | 1 |
| March 2024 | $296M | 156 | 7 | 1 |
| March 2023 | $266M | 140 | 6 | 1 |
| March 2022 | $279M | 145 | 5 | 1 |
| March 2021 | $260M | 145 | 5 | 1 |
Besides its headquarters, Capital Consulting & Asset Management has 0 offices, with 1 listed address in Nebraska.
Nebraska · 1 listed address
- 140 N. 8th Street, 410 the Apothecary, LincolnHQ
Contact and registration details
- Legal name
- Capital Consulting & Asset Management, Inc.
- Headquarters
- 140 N. 8th Street, 410 the Apothecary, Lincoln, NE 68508
- Website
- ccam.net
- Phone
- 402-477-2500
- SEC file
- 801-52357
- Founded
- 1996
- Structure
- Nebraska corporation
- Fiscal year end
- December
Capital Consulting & Asset Management uses Fidelity ($210M) as custodian for its separately managed accounts. Capital Consulting & Asset Management does not have custody of client assets.
- FidelityFidelity Investments · Covington, KY · $210M100%
At year end, Capital Consulting & Asset Management’s separately managed accounts were mostly in funds (63%) and stocks (20%).
What the accounts hold
- Stocks20%
- Funds63%
- Bonds2%
- Cash7%
- Other8%
- Units8%
How many clients does Capital Consulting & Asset Management have?
Capital Consulting & Asset Management has 180 clients and manages $219 million for them, as of March 2026. They include 95 individual clients and 85 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Capital Consulting & Asset Management offer?
Capital Consulting & Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Capital Consulting & Asset Management charge?
Capital Consulting & Asset Management charges 0.90%–1.50% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: CAPITAL CONSULTING & ASSET MANAGEMENT, filed 24 March 2026
Which custodians does Capital Consulting & Asset Management use?
Capital Consulting & Asset Management’s separately managed account assets are held at Fidelity Investments (Covington, KY), with $210M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Capital Consulting & Asset Management have?
Capital Consulting & Asset Management has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Consulting & Asset Management invest in?
At the end of its last fiscal year, Capital Consulting & Asset Management’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 8% other, 7% cash and equivalents and 2% state and local bonds. The 8% other category is described as: Units.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Consulting & Asset Management?
Capital Consulting & Asset Management’s direct owner is Robert Nixon (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Capital Consulting & Asset Management get paid?
Capital Consulting & Asset Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Capital Consulting & Asset Management registered with the SEC?
Yes, Capital Consulting & Asset Management has been registered with the SEC as an investment adviser since 3 July 1996. Its CRD number is 41438 and its SEC file number is 801-52357.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Capital Consulting & Asset Management?
Capital Consulting & Asset Management’s main office is at 140 N. 8th Street, 410 the Apothecary, Lincoln, NE 68508. Its phone number is 402-477-2500. Its website is ccam.net.