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Robert Nixon, portrait

Robert Nixon

President & Chief Compliance Officer at Capital Consulting & Asset Management in Lincoln, NE

Investment adviser and broker registrationsUpdated

Robert Nixon is President & Chief Compliance Officer of Capital Consulting & Asset Management, Inc., an investment adviser managing $219M, and works from its Lincoln, NE office. Robert Nixon has been registered as an investment adviser representative through Capital Consulting & Asset Management since 10 January 2000, has 46 years in the industry across 2 firms and has passed the Series 7, Series 63, Series 3 and Series 65.

46
Years in industry
26
Years at firm
2
Adviser firms
6
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Robert Nixon has been President & Chief Compliance Officer of Capital Consulting & Asset Management since May 1996, is a control person of the firm and directly owns 75% or more of it. Robert Nixon studied at the College for Financial Planning.

Capital Consulting & Asset Management, Inc. is a Lincoln, NE firm with $219M under management, 180 clients and 3 advisers in one office, as of its March 2026 filing.

Rob Nixon is Owner and Financial Advisor of Capital Consulting & Asset Management (CCAM). He founded CCAM in 1996 to serve the financial needs of professionals, businesses, institutions and families. He has more than 35 years of experience managing client assets.

Robert Nixon’s longest registration is the current one, 26 years at Capital Consulting & Asset Management since 2000.

  1. Geneos Wealth Management, Inc.
    – · under a year
    Lincoln, NE · Adviser representative · Firm CRD 120894
  2. – present · 26 years
    Lincoln, NE · Adviser representative · Firm CRD 41438

Credentials and registrations

Professional designations

Listed by Capital Consulting & Asset Management

  • CFP®

Investment adviser representative registrations

Robert Nixon is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from February 2000; the most recent is California, in March 2020.

  • ArizonaSince 25 November 2013
  • CaliforniaSince 24 March 2020
  • MinnesotaSince 4 November 2013
  • NebraskaSince 18 February 2000
  • TexasResidentSince 8 February 2013
  • WashingtonSince 5 November 2013

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6512 May 1992
Name
Uniform Investment Adviser Law Examination
Series 318 October 1991
Name
National Commodity Futures Examination
Series 6323 February 1982
Name
Uniform Securities Agent State Law Examination
Series 721 April 1979
Name
General Securities Representative Examination

Key facts

CRD
865645
Role
President & Chief Compliance Officer
Office
140 N. 8TH STREET, SUITE 410, Lincoln, NE 68508
Registration
Investment adviser and broker registrations
In the industry since
July 1980
Disciplinary history
Not yet shown here · SEC record · BrokerCheck
Firm bio
ccam.net

Common questions

Where does Robert Nixon work?

Robert Nixon has been President & Chief Compliance Officer of Capital Consulting & Asset Management, Inc. since May 1996, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 March 2026

Is Robert Nixon a financial advisor?

Yes. Robert Nixon has a current investment-adviser registration in Arizona, California, Minnesota, Nebraska, Texas and Washington, through Capital Consulting & Asset Management since January 2000.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Robert Nixon have?

Robert Nixon has 46 years in the financial industry, since July 1980, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Robert Nixon passed?

Robert Nixon has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in April 1979. FINRA credited Robert Nixon with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Robert Nixon based?

Robert Nixon’s registered office is in Lincoln, NE.

Source: IAPD individual record, checked 22 October 2026

Is Robert Nixon registered with FINRA?

Yes. Robert Nixon has a current broker registration, under CRD 865645.

Source: FINRA BrokerCheck

Is Robert Nixon a CFP?

Capital Consulting & Asset Management lists Robert Nixon with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.

Source: Rob Nixon, CFP® biography, ccam.net

How can I verify Robert Nixon’s record?

Search CRD 865645 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Nixon’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 865645, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capital Consulting & Asset Management, Inc., filed 24 March 2026. Title, control and ownership bands.
  3. Capital Consulting & Asset Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.