Amber Roemer has been an investment adviser representative at Capital Consulting & Asset Management since August 2015, and is not listed among the firm’s executive officers or direct owners. Amber Roemer holds a Masters of Arts in Management from Doane College.
Capital Consulting & Asset Management, Inc. is a Lincoln, NE firm with $219M under management, 180 clients and 3 advisers in one office, as of its March 2026 filing.
Amber Roemer is Financial Advisor of Capital Consulting & Asset Management (CCAM). She has been with CCAM since 2008 as the Client Service Manager and Financial Advisor since 2015.
- – present · 11 yearsLincoln, NE · Adviser representative · Firm CRD 41438
Professional designations
Listed by Capital Consulting & Asset Management
- Financial Paraplanner Qualified Professional (FPQP)
Investment adviser representative registrations
Amber Roemer is registered as an investment adviser representative in 6 states. The first approvals date from August 2015; the most recent is California, in March 2020.
- ArizonaSince 11 April 2017
- CaliforniaSince 24 March 2020
- MinnesotaSince 28 March 2017
- NebraskaSince 13 August 2015
- TexasSince 28 March 2017
- WashingtonSince 28 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 26 June 2026 |
| SIE | Securities Industry Essentials Examination | 29 May 2026 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 29 May 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2015 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 5536850
- Firm
- Capital Consulting & Asset Management · CRD 41438
- Office
- 140 N. 8TH STREET, 410 THE APOTHECARY, Lincoln, NE 68508
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- ccam.net
Where does Amber Roemer work?
Amber Roemer is an investment adviser representative registered through Capital Consulting & Asset Management, Inc. since August 2015, and is not listed among the firm’s executive officers or direct owners.
Is Amber Roemer a financial advisor?
Yes. Amber Roemer has a current investment-adviser registration in Arizona, California, Minnesota, Nebraska, Texas and Washington, through Capital Consulting & Asset Management since August 2015.
How many years of experience does Amber Roemer have?
Amber Roemer has 11 years in the financial industry, since August 2015, across 1 adviser firm.
What exams has Amber Roemer passed?
Amber Roemer has passed 4 licensing exams: the Series 65, SIE, Series 6TO and Series 63. The earliest, the Series 65, was passed in August 2015.
Where is Amber Roemer based?
Amber Roemer’s registered office is in Lincoln, NE.
Is Amber Roemer registered with FINRA?
Yes. Amber Roemer has a current broker registration, under CRD 5536850.
Source: FINRA BrokerCheck
How can I verify Amber Roemer’s record?
Search CRD 5536850 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Amber Roemer’s full registration record.
