Capital Asset Management provides portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Capital Asset Management reports 162 clients. They include 114 individual clients, 46 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 82.9% ($173M across 338 accounts) are managed with discretion; $35.8M across 2 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 14% |
| High-net-worth individuals | 28% | 68% |
| Pension and profit-sharing plans | 1% | 17% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 114 | $30.2M | 14.4% | $265K |
| High-net-worth individuals | 46 | $143M | 68.4% | $3.11M |
| Pension and profit-sharing plans | Fewer than 5 | $35.8M | 17.1% | $17.9M |
| Total | 162 | $209M | 100% | — |
- Clients
- 114
- Regulatory AUM
- $30.2M
- AUM share
- 14.4%
- Avg. per client
- $265K
- Clients
- 46
- Regulatory AUM
- $143M
- AUM share
- 68.4%
- Avg. per client
- $3.11M
- Clients
- Fewer than 5
- Regulatory AUM
- $35.8M
- AUM share
- 17.1%
- Avg. per client
- $17.9M
Total
- Clients
- 162
- Regulatory AUM
- $209M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Capital Asset Management charges 0.75%–0.95% a year for its Asset Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- ERISA Plan Services
- ERISA plan fees are negotiable, charged as a percentage of included assets or a flat fee, and the annual fee does not exceed 1%.
Matthew Hickey owns 75% or more of Capital Asset Management. The leadership team of Capital Asset Management includes Chief Compliance Officer Matthew Hickey. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Capital Asset Management, LLC
Matthew Hickey
Control person · since July 2016
Capital Asset Management’s regulatory assets grew 1.9× from $107M (April 2022) to $209M (March 2026); clients rose from 151 to 162 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $209M | 162 | 5 | 3 |
| Mar 2025March 2025 | $190M | 160 | 3 | 3 |
| Apr 2024April 2024 | $184M | 170 | 3 | 3 |
| Jul 2023July 2023 | $120M | 184 | 3 | 3 |
| Apr 2022April 2022 | $107M | 151 | 3 | 2 |
Besides its headquarters, Capital Asset Management has 2 offices (2 private residences, listed without an address), with 1 listed address in 1 state.
Colorado · 1 listed address
- 1800 Glenarm Place, Suite 703, DenverHQ
Contact and registration details
- Legal name
- Capital Asset Management, LLC
- Headquarters
- 1800 Glenarm Place, Suite 703, Denver, CO 80202
- Website
- Not reported
- Phone
- 303-832-7770
- SEC file
- 801-123577
- Structure
- Colorado LLC
- Fiscal year end
- December
Capital Asset Management’s named custodians for separately managed accounts are Fidelity ($152M, 88%) and J.P. Morgan ($21.5M, 12%). Capital Asset Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $152M88%
- J.P. MorganJPMorgan Chase Bank, N.A · Columbus, OH · $21.5M12%
At year end, Capital Asset Management’s separately managed accounts were mostly in stocks (71%) and bonds (19%).
What the accounts hold
- Stocks71%
- Bonds19%
- State and local bonds10%
- U.S. government and agency bonds8%
- Investment grade corporate bonds1%
- Cash10%
How many clients does Capital Asset Management have?
Capital Asset Management has 162 clients and manages $209 million for them, as of March 2026. They include 114 individual clients, 46 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Capital Asset Management offer?
Capital Asset Management provides portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Capital Asset Management charge?
Capital Asset Management charges 0.75%–0.95% a year for its Asset Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Source: CAPITAL ASSET MGMT - FORM ADV PART 2A BROCHURE - MARCH 2025, filed 23 March 2026
Which custodians does Capital Asset Management use?
Capital Asset Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $152M and JPMorgan Chase Bank, N.A (Columbus, OH), with $21.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Capital Asset Management have?
Capital Asset Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Asset Management invest in?
At the end of its last fiscal year, Capital Asset Management’s separately managed accounts held 71% exchange-traded equities, 10% state and local bonds, 10% cash and equivalents, 8% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Capital Asset Management have a minimum investment?
Yes, Capital Asset Management’s minimum account size for its Asset Management is $500K.
Source: CAPITAL ASSET MGMT - FORM ADV PART 2A BROCHURE - MARCH 2025, filed 23 March 2026
Who owns Capital Asset Management?
Capital Asset Management’s direct owner is Matthew Hickey (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Capital Asset Management get paid?
Capital Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capital Asset Management?
Capital Asset Management’s main office is at 1800 Glenarm Place, Suite 703, Denver, CO 80202. Its phone number is 303-832-7770.
