Matthew Hickey has been Managing Member (Sole)/Chief Compliance Officer of Capital Asset Management since July 2016, is a control person of the firm and directly owns 75% or more of it. Matthew Hickey studied BSBA in Finance and Marketing at the University of Denver.
Capital Asset Management, LLC is a Denver, CO firm with $209M under management, 162 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Matthew D. Hickey is President of Capital Asset Management, LLC, based in Denver. In 1986 Matt started Capital Asset Management to help high net worth individuals and families with wealth management. He focuses on working with other team members to serve the high net worth market, is responsible for the review and selection of the portfolio managers and insurance companies the firm uses, and is involved in its growth strategies.
Matthew Hickey’s longest registration is the current one, 10 years at Capital Asset Management since 2016. Before joining Capital Asset Management in 2016, Matthew Hickey was registered through First Allied Advisory Services, Inc. and First Allied Securities, Inc.
- – present · 10 yearsDenver, CO · Adviser representative · Firm CRD 284505
- First Allied Advisory Services, Inc.– · 7 yearsDenver, CO · Adviser representative · Firm CRD 137888
- First Allied Securities, Inc.– · 4 yearsDenver, CO · Adviser representative · Firm CRD 32444
- Multi-Financial Securities Corporation– · 4 yearsDenver, CO · Adviser representative · Firm CRD 10299
- Multi-Financial Securities Corporation– · 4 yearsDenver, CO · Adviser representative · Firm CRD 10299
Professional designations
Listed by Capital Asset Management
- CWS®
Investment adviser representative registrations
Matthew Hickey is registered as an investment adviser representative in 3 states. The first approvals date from August 2016; the most recent is Louisiana, in June 2019.
- ColoradoSince 17 August 2016
- LouisianaSince 24 June 2019
- TexasSince 6 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 11 September 2008 |
| Series 31 | Futures Managed Funds Examination | 28 April 2006 |
| Series 24 | General Securities Principal Examination | 18 February 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 January 1999 |
| Series 7 | General Securities Representative Examination | 28 August 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 August 1986 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Matthew David Hickey
- CRD
- 1538384
- Firm
- Capital Asset Management · CRD 284505
- Role
- Managing Member (Sole)/Chief Compliance Officer
- Office
- 1800 GLENARM PLACE, SUITE 703, Denver, CO 80202
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- capasset.net
Where does Matthew Hickey work?
Matthew Hickey has been Managing Member (Sole)/Chief Compliance Officer of Capital Asset Management, LLC since July 2016, and is a control person of the firm.
Is Matthew Hickey a financial advisor?
Yes. Matthew Hickey has a current investment-adviser registration in Colorado, Louisiana and Texas, through Capital Asset Management since August 2016.
How many years of experience does Matthew Hickey have?
Matthew Hickey has 39 years in the financial industry, since March 1987, across 4 adviser firms.
What exams has Matthew Hickey passed?
Matthew Hickey has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 24, Series 31, Series 51 and Series 99TO. The earliest, the Series 6, was passed in August 1986. FINRA credited Matthew Hickey with the SIE, which began in October 2018.
Where did Matthew Hickey work before Capital Asset Management?
Before Capital Asset Management, Matthew Hickey was registered through First Allied Securities, Inc., May 2008 to July 2012; Multi-Financial Securities Corporation, March 2004 to May 2008; Multi-Financial Securities Corporation, April 1999 to December 2003.
Where is Matthew Hickey based?
Matthew Hickey’s registered office is in Denver, CO.
Is Matthew Hickey registered with FINRA?
Yes. Matthew Hickey has a current broker registration, under CRD 1538384.
Source: FINRA BrokerCheck
How can I verify Matthew Hickey’s record?
Search CRD 1538384 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Hickey’s full registration record.