Joseph Maslowski has been an investment adviser representative at Capital Asset Management since February 2018, and is not listed among the firm’s executive officers or direct owners. Joseph Maslowski is a graduate of Tax Law Program, University of Denver. Joseph Maslowski studied at the University of Wisconsin and John Marshall Law School.
Capital Asset Management, LLC is a Denver, CO firm with $209M under management, 162 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Joseph Maslowski's practice at Capital Asset Management is focused on a limited number of high net worth individuals and business owners. Joe practiced tax law in Denver before moving into the investment arena. He worked at JP Morgan as an Investment Specialist and later served in a leadership capacity at Key Private Bank and First Western Trust.
Joseph Maslowski’s longest registration is the current one, 8 years at Capital Asset Management since 2018. Before joining Capital Asset Management in 2018, Joseph Maslowski was registered through JPMorgan.P.MORGAN Securities Inc. and J. P. Morgan Securities Inc.
- – present · 8 yearsRidgway, CO · Adviser representative · Firm CRD 284505
- JPMorgan.P.MORGAN Securities Inc.– · under a yearPark City, UT · Adviser representative · Firm CRD 79
- J. P. Morgan Securities Inc.– · 2 yearsPark City, UT · Adviser representative · Firm CRD 18718
- JPMorgan Securities Inc– · 7 yearsSalt Lake City, UT · Adviser representative · Firm CRD 16999
Investment adviser representative registrations
Joseph Maslowski is registered as an investment adviser representative in Colorado, since February 2018.
- ColoradoSince 15 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 March 1998 |
| Series 7 | General Securities Representative Examination | 4 March 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Charles Maslowski
- CRD
- 2998705
- Firm
- Capital Asset Management · CRD 284505
- Office
- Ridgway, CO
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capasset.net
Where does Joseph Maslowski work?
Joseph Maslowski is an investment adviser representative registered through Capital Asset Management, LLC since February 2018, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Maslowski a financial advisor?
Yes. Joseph Maslowski has a current investment-adviser registration in Colorado, through Capital Asset Management since February 2018.
How many years of experience does Joseph Maslowski have?
Joseph Maslowski has 18 years in the financial industry, since February 2008, across 4 adviser firms.
What exams has Joseph Maslowski passed?
Joseph Maslowski has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 1998.
Where did Joseph Maslowski work before Capital Asset Management?
Before Capital Asset Management, Joseph Maslowski was registered through JPMorgan.P.MORGAN Securities Inc., October 2008 to January 2009; J. P. Morgan Securities Inc., September 2006 to October 2008; JPMorgan Securities Inc, February 1999 to September 2006.
Where is Joseph Maslowski based?
Joseph Maslowski’s registered office is in Ridgway, CO.
Is Joseph Maslowski registered with FINRA?
No. Joseph Maslowski has no current broker registration.
How can I verify Joseph Maslowski’s record?
Search CRD 2998705 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Maslowski’s full registration record.
