Calder Financial provides portfolio management for individuals and small businesses.
Calder Financial reports 103 clients. They include 54 high-net-worth individuals and 49 individual clients. Of its assets, 100.0% ($135M across 247 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 48% | 15% |
| High-net-worth individuals | 52% | 85% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 49 | $20.5M | 15.2% | $419K |
| High-net-worth individuals | 54 | $114M | 84.8% | $2.12M |
| Total | 103 | $135M | 100% | $1.31M |
- Clients
- 49
- Regulatory AUM
- $20.5M
- AUM share
- 15.2%
- Avg. per client
- $419K
- Clients
- 54
- Regulatory AUM
- $114M
- AUM share
- 84.8%
- Avg. per client
- $2.12M
Total
- Clients
- 103
- Regulatory AUM
- $135M
- AUM share
- 100%
- Avg. per client
- $1.31M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Calder Financial charges 0.40%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Fee details and sources
Casey Calder owns 75% or more of Calder Financial. The leadership team of Calder Financial includes Chief Compliance Officer Casey Calder. It has 2 employees, 1 of them in advisory roles.
Leadership
- Casey CalderManaging Member/ Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Calder Financial LLC
Casey Calder
Control person · since September 2017
Calder Financial’s regulatory assets grew from $110M (April 2024) to $135M (February 2026); clients were 103 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $135M | 103 | 2 | 1 |
| January 2025 | $118M | 95 | 2 | 1 |
| April 2024 | $110M | 100 | 2 | 1 |
Besides its headquarters, Calder Financial has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Calder Financial LLC
- Headquarters
- Not reported
- Website
- calderfinancial.net
- Phone
- 610-458-8373
- SEC file
- 801-130243
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Calder Financial uses Charles Schwab ($135M) as custodian for its separately managed accounts. Calder Financial does not have custody of client assets.
- Charles SchwabCharles Schwab and Co. LLC · Westlake,, TX · $135M100%
At year end, Calder Financial’s separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks7%
- Funds92%
- Cash1%
How many clients does Calder Financial have?
Calder Financial has 103 clients and manages $135 million for them, as of February 2026. They include 54 high-net-worth individuals and 49 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 February 2026
What services does Calder Financial offer?
Calder Financial provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Calder Financial charge?
Calder Financial charges 0.40%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Source: CALDER FINANCIAL LLC DISCLOSURE BROCHURE, filed 3 February 2026
Which custodians does Calder Financial use?
Calder Financial’s separately managed account assets are held at Charles Schwab and Co. LLC (Westlake,, TX), with $135M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 February 2026
How many financial advisors does Calder Financial have?
Calder Financial has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Calder Financial invest in?
At the end of its last fiscal year, Calder Financial’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Calder Financial?
Calder Financial’s direct owner is Casey Calder (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 February 2026
How does Calder Financial get paid?
Calder Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Calder Financial?
Its phone number is 610-458-8373. Its website is calderfinancial.net.