{"url":"https://nivawealth.com/firms/calder-financial-290616","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290616","regulatoryAum":134762591,"crd":"290616","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1061404","suffix":null,"lastName":"CALDER","firstName":"CASEY","middleName":"SHAWN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-04-09","regulatoryAum":109752056,"clients":100,"employees":2,"offices":1},{"filedOn":"2025-01-27","regulatoryAum":117980172,"clients":95,"employees":2,"offices":1},{"filedOn":"2026-02-03","regulatoryAum":134762591,"clients":103,"employees":2,"offices":1}],"secFileNumber":"801-130243","legalName":"Calder Financial LLC","displayName":"Calder Financial","slug":"calder-financial-290616","website":"https://calderfinancial.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"15 May 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1308374.6699029126,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":134762591,"discretionary":134762591,"discretionaryAccounts":247,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":49,"regulatoryAum":20545927},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":114216664}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006179","versionId":1006179,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-03","documentName":"CALDER FINANCIAL LLC DISCLOSURE BROCHURE","fee_rate_low":0.4,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:55:30.227723+00:00","documents":[{"name":"CALDER FINANCIAL LLC DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006179","versionId":1006179,"submittedOn":"2026-02-03"}]},"custodians":[{"name":"Charles Schwab and Co. LLC","shortName":"Charles Schwab","location":"Westlake,, TX","smaAssets":134762591}],"custodyNote":"Calder Financial does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Casey Calder","title":"Managing Member/ Chief Compliance Officer","crd":"1061404"}],"ownership":[{"label":"Casey Calder","detail":"Managing member/ chief compliance officer in the 75% or more ownership band and a control person, since September 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-458-8373","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"3 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290616/PDF/290616.pdf","brochureDate":"3 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006179","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Calder Financial have?","answer":"Calder Financial has 103 clients and manages $135 million for them, as of February 2026. They include 54 high-net-worth individuals and 49 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Calder Financial offer?","answer":"Calder Financial provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Calder Financial charge?","answer":"Calder Financial charges 0.40%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.","source":"CALDER FINANCIAL LLC DISCLOSURE BROCHURE, filed 3 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Calder Financial use?","answer":"Calder Financial’s separately managed account assets are held at Charles Schwab and Co. LLC (Westlake,, TX), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Calder Financial have?","answer":"Calder Financial has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Calder Financial invest in?","answer":"At the end of its last fiscal year, Calder Financial’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Calder Financial?","answer":"Calder Financial’s direct owner is Casey Calder (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Calder Financial get paid?","answer":"Calder Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Calder Financial?","answer":"Its phone number is 610-458-8373. Its website is calderfinancial.net.","source":"Form ADV Part 1A, Item 1.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}