Casey Calder has been Managing Member/ Chief Compliance Officer of Calder Financial since September 2017, is a control person of the firm and directly owns 75% or more of it.
Calder Financial LLC is a firm with $135M under management, 103 clients and 1 adviser in one office, as of its February 2026 filing.
Casey Calder’s longest registration was 10 years at United Planners' Financial Services of America A Limited Partner (2007–2017). Before joining Calder Financial in 2018, Casey Calder was registered through United Planners' Financial Services of America A Limited Partner.
- Calder Financial LLCCurrent– present · 8 yearsDowningtown, PA · Adviser representative · Firm CRD 290616
- United Planners' Financial Services of America A Limited Partner– · 10 yearsDowningtown, PA · Adviser representative · Firm CRD 20804
Investment adviser representative registrations
Casey Calder is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2018; the most recent is Texas, in December 2022.
- PennsylvaniaSince 2 January 2018
- TexasResidentSince 5 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 21 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 December 1989 |
| Series 7 | General Securities Representative Examination | 18 November 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 December 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Casey Shawn Calder
- CRD
- 1061404
- Firm
- Calder Financial · CRD 290616
- Role
- Managing Member/ Chief Compliance Officer
- Office
- Downingtown, PA
- Registration
- Investment adviser registration
- In the industry since
- December 1987
- Disciplinary history
- Not yet shown here · SEC record
Where does Casey Calder work?
Casey Calder has been Managing Member/ Chief Compliance Officer of Calder Financial LLC since September 2017, and is a control person of the firm.
Is Casey Calder a financial advisor?
Yes. Casey Calder has a current investment-adviser registration in Pennsylvania and Texas, through Calder Financial since January 2018.
How many years of experience does Casey Calder have?
Casey Calder has 38 years in the financial industry, since December 1987, across 2 adviser firms.
What exams has Casey Calder passed?
Casey Calder has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 24. The earliest, the Series 6, was passed in December 1982. FINRA credited Casey Calder with the SIE, which began in October 2018.
Where did Casey Calder work before Calder Financial?
Before Calder Financial, Casey Calder was registered through United Planners' Financial Services of America A Limited Partner, August 2007 to December 2017.
Where is Casey Calder based?
Casey Calder’s registered office is in Downingtown, PA.
Is Casey Calder registered with FINRA?
No. Casey Calder has no current broker registration.
How can I verify Casey Calder’s record?
Search CRD 1061404 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Casey Calder’s full registration record.