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Cabana

Fund managementMutual funds & ETFs

Fayetteville, ARCRD 151418Updated

Cabana is an investment adviser based in Fayetteville, AR, registered with the SEC since 2016. It provides investment management. Its clients include investment companies and pooled investment vehicles. Its regulatory assets under management total $472 million, as filed on 14 September 2026.

$472M
AUM
3
Clients
Not reported
AUM per individual client
5
Advisory staff
2
Offices

From Form ADV filed 14 September 2026SEC record

Services and clients

Cabana provides portfolio management for investment companies, portfolio management for pooled vehicles and pension consulting.

Cabana reports 3 clients. They include 2 pooled investment vehicles and 1 investment company. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($472M across 3 accounts) are managed with discretion. It advised 6 clients without assets under management last fiscal year.

Clients and assets by client type
Clients3 clients
Assets$472M
Share of clients and assets by client type
Client typeClientsAssets
Investment companies33%53%
Pooled investment vehicles67%47%
Client breakdown and activity details
Investment companies
Clients
1
Regulatory AUM
$248M
AUM share
52.5%
Avg. per client
$248M
Pooled investment vehicles
Clients
2
Regulatory AUM
$224M
AUM share
47.5%
Avg. per client
$112M

Total

Clients
3
Regulatory AUM
$472M
AUM share
100%
Avg. per client
$157M
Clients outside the U.S.
0%
Clients advised without assets under management last fiscal year
6
Private funds advised
0

Cabana fees and minimums

Cabana is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.

Who owns Cabana

The Cabana Group, LLC owns 75% or more of Cabana and is in turn owned by Corient (25–50%). It has 6 employees, 5 of them in advisory roles.

Leadership

  • Sonya Clements
    CCO & COO
  • George Mason
    CEO
  • Louis Shaff
    CFO

Investment adviser representatives

3 representatives listed in the SEC register as of 9 October 2026.

  • Michelle Lynn Alsobrook
  • George Chaddwick Mason
  • Louis Abraham Shaff

Staff

  • 6 employees
  • 5 in advisory functions
  • 3 state-registered reps
  • 3 insurance agents
  • 1 soliciting firm
Ownership chain
Cabana LLC· the adviser

  • The Cabana Group, LLC

    Control person · since May 2017

    Owns 75% or more of Cabana LLC

Growth and acquisitions

Cabana’s regulatory assets fell from $1.34B (April 2021) to $472M (September 2026); clients fell from 338 to 3 and employees from 23 to 6.

By annual filing
Measure
Figures from each annual filing
Cabana figures from each annual Form ADV filing
FiledRegulatory AUMClientsEmployeesOffices
September 2026$472M362
May 2025$614M330174
March 2024$739M368224
March 2023$1.48B396224
March 2022$2.52B381264
April 2021$1.34B338234

Offices and registration details

Besides its headquarters, Cabana has 1 office, with 2 listed addresses in Arkansas and Texas.

Listed office addresses by state

Arkansas · 1 listed address

  • 220 S. School Ave., FayettevilleHQ

Contact and registration details

Legal name
Cabana LLC
Headquarters
220 S. School Ave., Fayetteville, AR 72701
Website
thecabanagroup.com
Phone
479-442-6464
LinkedIn
@thecabanagroup
X
@thecabanagroup
SEC file
801-108439
Structure
Arkansas LLC
Fiscal year end
December

Custodians

Cabana does not have custody of client assets.

Investments and reported holdings

Cabana’s reported 13F holdings for the quarter ended 30 June 2026 total $13.3M across 12 positions; the largest are Select Sector SPDR TR (18.5%), Invesco Exch Traded FD TR II (16.1%) and Select Sector SPDR TR (12.7%).

Reported 13F holdings

$13.3M
Reported 13F value
12
Positions
96.2%
In the 10 largest
+4.1%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Select Sector SPDR TR · ST Str Care ETF18.5%
  2. Invesco Exch Traded FD TR II · Nasdaq 100 ETF16.1%
  3. Select Sector SPDR TR · ST Str Techn ETF12.7%
  4. Select Sector SPDR TR · ST Str Util ETF10.8%
  5. iShares TR · 7-10 YR Trsy BD10.6%
  6. Select Sector SPDR TR · ST Str Energ ETF10.3%
  7. iShares TR · Select Divid ETF6.4%
  8. Vanguard World FD · Mega Cap Index5.0%
  9. Vanguard Whitehall Fds · High Div Yld3.2%
  10. iShares TR · Iboxx HI YD ETF2.5%

Together, the ten largest are 96.2% of reported value.

The 12 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 10 July 2026

Common questions

How many clients does Cabana have?

Cabana has 3 clients and manages $472 million for them, as of September 2026. They include 2 pooled investment vehicles and 1 investment company.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026

What services does Cabana offer?

Cabana provides portfolio management for investment companies, portfolio management for pooled vehicles and pension consulting.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Cabana have?

Cabana has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Cabana?

Cabana is owned through a chain of holding companies by MC Cif Wealth Management (Uk) LTD and Corient Group GP LLC. Its direct owner is the Cabana Group, LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026

How does Cabana get paid?

Cabana is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Is Cabana registered with the SEC?

Yes, Cabana has been registered with the SEC as an investment adviser since 30 September 2016. Its CRD number is 151418 and its SEC file number is 801-108439.

Source: Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record

How do I contact Cabana?

Cabana’s main office is at 220 S. School Ave., Fayetteville, AR 72701. Its phone number is 479-442-6464. Its website is thecabanagroup.com.

Source: Form ADV Part 1A, Item 1.F, filed 14 September 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 14 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 151418.
  3. SEC registered adviser data, annual Form ADV amendments filed 27 April 2021 to 14 September 2026. Items 1.F and 5.
  4. SEC investment adviser representative register, as of 9 October 2026; loaded 10 October 2026.
  5. Form 13F-HR, filed 10 July 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. The logo is reproduced for identification from Cabana Asset Management, website.

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