{"url":"https://nivawealth.com/firms/cabana-151418","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151418","regulatoryAum":471765000,"crd":"151418","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4844599","suffix":null,"lastName":"ALSOBROOK","firstName":"MICHELLE","middleName":"Lynn"},{"crd":"5449388","suffix":null,"lastName":"MASON","firstName":"GEORGE","middleName":"CHADDWICK"},{"crd":"5449638","suffix":null,"lastName":"SHAFF","firstName":"LOUIS","middleName":"ABRAHAM"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-27","regulatoryAum":1339945562,"clients":338,"employees":23,"offices":4},{"filedOn":"2022-03-30","regulatoryAum":2523665121,"clients":381,"employees":26,"offices":4},{"filedOn":"2023-03-31","regulatoryAum":1476780500,"clients":396,"employees":22,"offices":4},{"filedOn":"2024-03-26","regulatoryAum":738650000,"clients":368,"employees":22,"offices":4},{"filedOn":"2025-05-01","regulatoryAum":613900000,"clients":330,"employees":17,"offices":4},{"filedOn":"2026-09-14","regulatoryAum":471765000,"clients":3,"employees":6,"offices":2}],"secFileNumber":"801-108439","legalName":"Cabana LLC","displayName":"Cabana","slug":"cabana-151418","website":"https://thecabanagroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/151418/282f771e41bb5833-r1.webp","tone":"light","width":474,"height":200,"sourceUrl":"https://thecabanagroup.com/","sourceLabel":"Cabana Asset Management, website"},"classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/thecabanagroup/","xUrl":"https://twitter.com/thecabanagroup","founded":null,"organization":"Arkansas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"220 S. School Ave.","city":"Fayetteville","state":"AR","stateName":"Arkansas","country":"United States","postalCode":"72701"},"tradeNames":[],"registration":{"secApproved":"30 September 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":3,"promoters":1},"aum":{"regulatory":471765000,"discretionary":471765000,"discretionaryAccounts":3,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":6},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":247692000},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":224073000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Cabana does not have custody of client assets.","leadership":[{"name":"Sonya Clements","title":"CCO & COO","crd":"8086709"},{"name":"George Mason","title":"CEO","crd":"5449388"},{"name":"Louis Shaff","title":"CFO","crd":"5449638"}],"ownership":[{"label":"The Cabana Group, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since May 2017."},{"label":"George Mason","detail":"Indirect owner: board member of The Cabana Group, LLC and a control person, since June 2020.","parent":"The Cabana Group, LLC"},{"label":"Christopher Carns","detail":"Indirect owner: board member of The Cabana Group, LLC and a control person, since March 2021.","parent":"The Cabana Group, LLC"},{"label":"Louis Shaff","detail":"Indirect owner: board member of The Cabana Group, LLC and a control person, since June 2020.","parent":"The Cabana Group, LLC"},{"label":"Panagiotis Papamichalopoulos","detail":"Indirect owner: board member of The Cabana Group, LLC and a control person, since May 2022.","parent":"The Cabana Group, LLC"},{"label":"Corient","detail":"Indirect owner: a member of The Cabana Group, LLC in the 25% to 50% band and a control person, since June 2020.","parent":"The Cabana Group, LLC"},{"label":"Leonard Gullan","detail":"Indirect owner: board member of The Cabana Group, LLC and a control person, since February 2024.","parent":"The Cabana Group, LLC"},{"label":"Corient Management LLC","detail":"Indirect owner: a owner of Corient Partners LP in the 75% or more band and a control person, since December 2023.","parent":"Corient Partners LP"},{"label":"MC Accelerate Holdings (Uk) LP","detail":"Indirect owner: a shareholder of MC Cif Wealth Management Holdings (Uk) LTD in the 75% or more band and a control person, since August 2025.","parent":"MC Cif Wealth Management Holdings (Uk) LTD"},{"label":"Corient Partners LP","detail":"Indirect owner: a owner of Corient in the 75% or more band and a control person, since February 2023.","parent":"Corient"},{"label":"Corient Holdings Inc","detail":"Indirect owner: a owner of Corient Management LLC in the 75% or more band and a control person, since July 2023.","parent":"Corient Management LLC"},{"label":"MC Cif Wealth Management (Uk) LTD","detail":"Indirect owner: a shareholder of Ci Financial Holdings LTD in the 75% or more band and a control person, since August 2025.","parent":"Ci Financial Holdings LTD"},{"label":"MC Accelerate Co-Invest (Uk) LP","detail":"Indirect owner: general partner of MC Accelerate Holdings (Uk) LP and a control person, since August 2025.","parent":"MC Accelerate Holdings (Uk) LP"},{"label":"MC Cif Wealth Management Holdings (Uk) LTD","detail":"Indirect owner: a owner of MC Accelerate Co-Invest (Uk) LP in the 75% or more band and a control person, since August 2025.","parent":"MC Accelerate Co-Invest (Uk) LP"},{"label":"MC Manager Holdco Cif (Uk) LTD","detail":"Indirect owner: a shareholder of MC Cif Wealth Management Holdings (Uk) LTD in the 75% or more band and a control person, since August 2025.","parent":"MC Cif Wealth Management Holdings (Uk) LTD"},{"label":"Mubadala Capital LP (Uk)","detail":"Indirect owner: a shareholder of MC Manager Holdco Cif (Uk) LTD in the 75% or more band and a control person, since August 2025.","parent":"MC Manager Holdco Cif (Uk) LTD"},{"label":"MDC Capital Management LLC (Uae)","detail":"Indirect owner: a owner of Mubadala Capital LP (Uk) in the 75% or more band and a control person, since August 2025.","parent":"Mubadala Capital LP (Uk)"},{"label":"Mubadala Capital LLC (Uae)","detail":"Indirect owner: a shareholder of MDC Capital Management LLC (Uae) in the 75% or more band and a control person, since August 2025.","parent":"MDC Capital Management LLC (Uae)"},{"label":"Mamoura Diversified Global Holding PJSC (Uae)","detail":"Indirect owner: a shareholder of Mubadala Capital LLC (Uae) in the 75% or more band and a control person, since August 2025.","parent":"Mubadala Capital LLC (Uae)"},{"label":"Mubadala Investment Company PJSC (Uae)","detail":"Indirect owner: a shareholder of Mamoura Diversified Global Holding PJSC (Uae) in the 75% or more band and a control person, since August 2025.","parent":"Mamoura Diversified Global Holding PJSC (Uae)"},{"label":"Government of the Emirate of Abu Dhabi","detail":"Indirect owner: a shareholder of Mubadala Investment Company PJSC (Uae) in the 75% or more band and a control person, since August 2025.","parent":"Mubadala Investment Company PJSC (Uae)"},{"label":"Corient Topco LLC","detail":"Indirect owner: a owner of Corient Holdings Inc in the 75% or more band and a control person, since March 2026.","parent":"Corient Holdings Inc"},{"label":"Corient Global Holdco Limited (Uk)","detail":"Indirect owner: a shareholder of Corient Topco LLC in the 75% or more band and a control person, since June 2026.","parent":"Corient Topco LLC"},{"label":"MC Accelerate Aggregator 1, LLC (US)","detail":"Indirect owner: a shareholder of Corient Global Holdco Limited (Uk) in the 75% or more band and a control person, since March 2026.","parent":"Corient Global Holdco Limited (Uk)"},{"label":"Ci Financial Holdings LTD","detail":"Indirect owner: a owner of MC Accelerate Aggregator 1, LLC (US) in the 75% or more band and a control person, since March 2026.","parent":"MC Accelerate Aggregator 1, LLC (US)"},{"label":"Corient Group GP LLC","detail":"Indirect owner: a owner of Corient Management LLC in the 75% or more band and a control person, since June 2026.","parent":"Corient Management LLC"}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Arkansas","offices":1,"addresses":[{"street":"220 S. School Ave.","city":"Fayetteville","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"5560 Tennyson Pkwy","city":"Plano"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"479-442-6464","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Pension consulting services","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151418/PDF/151418.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cabana have?","answer":"Cabana has 3 clients and manages $472 million for them, as of September 2026. They include 2 pooled investment vehicles and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cabana offer?","answer":"Cabana provides portfolio management for investment companies, portfolio management for pooled vehicles and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Cabana have?","answer":"Cabana has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cabana?","answer":"Cabana is owned through a chain of holding companies by MC Cif Wealth Management (Uk) LTD and Corient Group GP LLC. Its direct owner is the Cabana Group, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cabana get paid?","answer":"Cabana is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Cabana registered with the SEC?","answer":"Yes, Cabana has been registered with the SEC as an investment adviser since 30 September 2016. Its CRD number is 151418 and its SEC file number is 801-108439.","source":"Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Cabana?","answer":"Cabana’s main office is at 220 S. School Ave., Fayetteville, AR 72701. Its phone number is 479-442-6464. Its website is thecabanagroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/cabana-151418/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-10","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1688539/000168853926000004/0001688539-26-000004-index.html","totalValue":13270068,"positionCount":12,"top10Share":0.9621450319621573,"top10":[{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR CARE ETF","cusip":"81369Y209","value":2451750,"shares":15451,"shareType":"SH","priorValue":2301761,"priorShares":15697},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":2139056,"shares":7058,"shareType":"SH","priorValue":1977982,"priorShares":8322},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":1685653,"shares":8846,"shareType":"SH","priorValue":1328126,"priorShares":9992},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR UTIL ETF","cusip":"81369Y886","value":1430986,"shares":31560,"shareType":"SH","priorValue":1515755,"priorShares":33028},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":1406206,"shares":14868,"shareType":"SH","priorValue":1455911,"priorShares":15253},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR ENERG ETF","cusip":"81369Y506","value":1371877,"shares":25829,"shareType":"SH","priorValue":1607151,"priorShares":26233},{"issuer":"ISHARES TR","titleOfClass":"SELECT DIVID ETF","cusip":"464287168","value":851071,"shares":5443,"shareType":"SH","priorValue":874389,"priorShares":5772},{"issuer":"VANGUARD WORLD FD","titleOfClass":"MEGA CAP INDEX","cusip":"921910873","value":663684,"shares":2424,"shareType":"SH","priorValue":571598,"priorShares":2417},{"issuer":"VANGUARD WHITEHALL FDS","titleOfClass":"HIGH DIV YLD","cusip":"921946406","value":429150,"shares":2715,"shareType":"SH","priorValue":399708,"priorShares":2698},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":338297,"shares":4229,"shareType":"SH","priorValue":389887,"priorShares":4900}],"positionsListed":12,"positions":[{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR CARE ETF","cusip":"81369Y209","value":2451750,"shares":15451,"shareType":"SH","priorValue":2301761,"priorShares":15697},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":2139056,"shares":7058,"shareType":"SH","priorValue":1977982,"priorShares":8322},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":1685653,"shares":8846,"shareType":"SH","priorValue":1328126,"priorShares":9992},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR UTIL ETF","cusip":"81369Y886","value":1430986,"shares":31560,"shareType":"SH","priorValue":1515755,"priorShares":33028},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":1406206,"shares":14868,"shareType":"SH","priorValue":1455911,"priorShares":15253},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR ENERG ETF","cusip":"81369Y506","value":1371877,"shares":25829,"shareType":"SH","priorValue":1607151,"priorShares":26233},{"issuer":"ISHARES TR","titleOfClass":"SELECT DIVID ETF","cusip":"464287168","value":851071,"shares":5443,"shareType":"SH","priorValue":874389,"priorShares":5772},{"issuer":"VANGUARD WORLD FD","titleOfClass":"MEGA CAP INDEX","cusip":"921910873","value":663684,"shares":2424,"shareType":"SH","priorValue":571598,"priorShares":2417},{"issuer":"VANGUARD WHITEHALL FDS","titleOfClass":"HIGH DIV YLD","cusip":"921946406","value":429150,"shares":2715,"shareType":"SH","priorValue":399708,"priorShares":2698},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":338297,"shares":4229,"shareType":"SH","priorValue":389887,"priorShares":4900},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST NUVE HIGH ETF","cusip":"78464A284","value":296873,"shares":11668,"shareType":"SH","priorValue":320299,"priorShares":12914},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR FINL ETF","cusip":"81369Y605","value":205465,"shares":3832,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}