Blueprint Financial Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Blueprint Financial Advisors reports 2,330 clients. They include 2,250 individual clients, 40 high-net-worth individuals, and 40 corporations and other businesses. Of its assets, 80.8% ($1.14B across 2,323 accounts) are managed with discretion; $272M across 7 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 97% | 57% |
| High-net-worth individuals | 2% | 40% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,250 | $806M | 57.0% | $358K |
| High-net-worth individuals | 40 | $562M | 39.7% | $14M |
| Corporations and other businesses | 40 | $45.8M | 3.2% | $1.14M |
| Total | 2,330 | $1.41B | 100% | $607K |
- Clients
- 2,250
- Regulatory AUM
- $806M
- AUM share
- 57.0%
- Avg. per client
- $358K
- Clients
- 40
- Regulatory AUM
- $562M
- AUM share
- 39.7%
- Avg. per client
- $14M
- Clients
- 40
- Regulatory AUM
- $45.8M
- AUM share
- 3.2%
- Avg. per client
- $1.14M
Total
- Clients
- 2,330
- Regulatory AUM
- $1.41B
- AUM share
- 100%
- Avg. per client
- $607K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Blueprint Financial Advisors charges 1.25%–1.75% a year for its Investment advisory services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Financial planning and consultation are billed hourly, as a one-time flat fee, or as a retainer, and are negotiable before contract.
Blueprint Partners Fund owns 50% to 75% of Blueprint Financial Advisors. The leadership team of Blueprint Financial Advisors includes President Andrea Swope. It has 47 employees, 39 of them in advisory roles.
Leadership
Andrea SwopeMember & President- Mike CarloneMember
- Daniel CrawfordMember
- Nicole HandsMember
- Brandon LangleyStrategic Advisor/Co-Founder and Member
- Ralph MayesMember
Laurie MooreCCO- Kenneth PetersMember
Jonathan RobinsonCEO/Co-Founder and Member
Investment adviser representatives
39 representatives listed in the SEC register as of 9 October 2026.
- Michael L Allison
- Hunter Mirek Boyd
- Noel Zerna Cajigas
- Adam Spencer Carey
- Philip James Corson
- Nicholas Andrew Davis
- Sarah Lee Davis
- Larry Wayne Deyoung
- Luis Miguel Dieguez
- Richard Michael Flanders
- Robert Mallory Freeman JR
- Patrick Jay Galvin
- Jonathan Hammond Gardner Jr.
- Dwain Michael Gullion
- Lori Hooper Haddock
- David Bart Hill
- Graham Andrew Jones
- Christopher B. Kemper
- Michael Brian Komara
- Marvin Brent Morse
- Steven John Mrozek
- Bradley Gene Nagel
- Jacob B Nagel
- Shepard Clay Ottaway
- John Charles Panter
- Jeffrey Marlin Phillips
- David L Rogers
- Adam Patrick Scherer
- Richard Darren Simons
- William Bradley Smith
- Ronald Todd Sperry
- Andrea Louise Swope
- Brian John Versey
- Eric J Warren
- Christopher Allan Watts
- Richard Van Dyke Westover JR.
- Leah Grace Williams
- Bryan Carson Woodell SR
- Robin Renee Woodell
Staff
- 47 employees
- 39 in advisory functions
- 40 state-registered reps
- 22 broker-dealer reps
- 17 insurance agents
- Owns 50% to 75% of Blueprint Financial Advisors LLC
Blueprint Partners Fund
Control person · since March 2023
- Owns 25% to 50% of Blueprint Financial Advisors LLC
Tony Hauck
Control person · since August 2022
- Owns 25% to 50% of Blueprint Financial Advisors LLC
James R Arthaud Revocable Trust
Control person · since August 2021
James Arthaud
Trustee · since May 2010
- Owns 25% to 50% of Blueprint Financial Advisors LLC
Rory Collins
Control person · since August 2022
- Owns 10% to 25% of Blueprint Financial Advisors LLC
Jonathan Robinson
Control person · since June 2021
- Owns 10% to 25% of Blueprint Financial Advisors LLC
Brandon Langley
Control person · since June 2021
- Owns 10% to 25% of Blueprint Financial Advisors LLC
Ralph Mayes
Control person · since March 2023
- Owns 5% to 10% of Blueprint Financial Advisors LLC
Mike Carlone
since March 2023
Blueprint Financial Advisors’ regulatory assets grew Infinity× from $0 (July 2021) to $1.41B (August 2026); employees rose from 2 to 47. Between 2025 and 2026, 2 advisory firms joined it. The largest by last filed assets were Morse Capital Partners ($246M, January 2026, the most recent) and Navigen (Navigen Wealth Management) ($169M, May 2025).
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.41B | 2,330 | 47 | 22 |
| July 2025 | $202M | 1,298 | 24 | 15 |
| July 2024 | $133M | 364 | 23 | 13 |
| July 2023 | $25.4M | 219 | 11 | 6 |
| April 2022 | $0 | 0 | 3 | 3 |
| July 2021 | $0 | 0 | 2 | 1 |
Firms that joined
20261 joined
- Morse Capital PartnersLast filed AUM $246M
20251 joined
- Navigen (Navigen Wealth Management)Last filed AUM $169M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Blueprint Financial Advisors has 21 offices (6 private residences, listed without an address), with 16 listed addresses across 9 states.
North Carolina · 6 listed addresses
- 1100 Kenilworth Ave, Suite 210, CharlotteHQ
- 1301 W Wendover, Greensboro
- 11220 Elm Lane, Charlotte
- 9121 Anson Way, Raleigh
- 4520 Mint Hill Village Lane, Mint Hill
- 109 W Chicory Crossing, Hendersonville
Colorado · 2 listed addresses
- 6312 S. Fiddlers Green Circle, Greenwood Village
- 100 Fillmore St, Denver
Florida · 2 listed addresses
- 1222 Se 47th St, Cape Coral
- 999 Vanderbilt Beach Road, Naples
Arizona · 1 listed address
- 9040 S. Rita Road, Tucson
Kentucky · 1 listed address
- 1029 Monarch St, Lexington
Pennsylvania · 1 listed address
- 3015 Wilmington Road, New Castle
Utah · 1 listed address
- 40 W. Main Street Court, Alpine
Virginia · 1 listed address
- 9030 Stony Point Parkway, Richmond
Wisconsin · 1 listed address
- 2300 Riverside Drive, Green Bay
Other business names
Blueprint Financial Advisors has reported 17 other business names to the SEC.
- Bluegrass Capital Advisors
- Bluegrass Investment Company
- Dantas Financial
- Emerald Financial Group
- Fulcrum Wealth Advisors
- Greenbeat Financial
- Hemlock Creek Wealth Management
- Komara Capital Partners
- Midtown Financial Advisors
- Morse Capital Partners
- Navigen Wealth Management
- Northpointe Private Wealth
Show all 17 names
- Plan to Invest Capital Management Inc.
- Refined Retirement
- Savvy Financial
- Skye Wealth Management
- Warren Wealth Management
Contact and registration details
- Legal name
- Blueprint Financial Advisors LLC
- Headquarters
- 1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204
- Website
- komaracap.com
- Phone
- 844-200-2568
- @blueprint-financial-advisors
- SEC file
- 801-121848
- Structure
- North Carolina LLC
- Fiscal year end
- December
Blueprint Financial Advisors uses Charles Schwab ($133M) as custodian for its separately managed accounts. Blueprint Financial Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $133M100%
At year end, Blueprint Financial Advisors’ separately managed accounts were mostly in funds (67%) and stocks (14%).
What the accounts hold
- Stocks14%
- Funds67%
- Registered funds64%
- Pooled vehicles3%
- Bonds8%
- U.S. government and agency bonds6%
- State and local bonds2%
- Cash11%
How many clients does Blueprint Financial Advisors have?
Blueprint Financial Advisors has 2,330 clients and manages $1.41 billion for them, as of August 2026. They include 2,250 individual clients, 40 high-net-worth individuals, and 40 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Blueprint Financial Advisors offer?
Blueprint Financial Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Blueprint Financial Advisors charge?
Blueprint Financial Advisors charges 1.25%–1.75% a year for its Investment advisory services. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Blueprint Financial Advisors use?
Blueprint Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $133M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Blueprint Financial Advisors have?
Blueprint Financial Advisors has 40 investment adviser representatives registered with state securities authorities, out of 47 employees, and 39 perform investment advisory functions. 22 employees are registered representatives of a broker-dealer and 17 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Blueprint Financial Advisors invest in?
At the end of its last fiscal year, Blueprint Financial Advisors’ separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 11% cash and equivalents, 6% U.S. government and agency bonds, 3% pooled vehicles (private funds and similar) and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Blueprint Financial Advisors?
Blueprint Financial Advisors’ direct owners are Jonathan Robinson (10% to 25%), Brandon Langley (10% to 25%), Mike Carlone (5% to 10%), Ralph Mayes (10% to 25%), Blueprint Partners Fund (50% to 75%), Tony Hauck (25% to 50%), James R Arthaud Revocable Trust (25% to 50%) and Rory Collins (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Blueprint Financial Advisors get paid?
Blueprint Financial Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Blueprint Financial Advisors registered with the SEC?
Yes, Blueprint Financial Advisors has been registered with the SEC as an investment adviser since 23 July 2021. Its CRD number is 315570 and its SEC file number is 801-121848.
Source: Form ADV Part 1A, Item 1, filed 24 August 2026; IAPD firm record
How do I contact Blueprint Financial Advisors?
Blueprint Financial Advisors’ main office is at 1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204. Its phone number is 844-200-2568. Its website is komaracap.com.