Blue Haven Capital provides portfolio management for individuals and small businesses.
Blue Haven Capital reports 206 clients. They include 166 individual clients, 39 high-net-worth individuals and 1 charitable organization. Of its assets, 93.0% ($113M across 363 accounts) are managed with discretion; $8.5M across 13 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 36% |
| High-net-worth individuals | 19% | 63% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 166 | $43.4M | 35.7% | $261K |
| High-net-worth individuals | 39 | $77M | 63.4% | $1.97M |
| Charitable organizations | Fewer than 5 | $1.1M | 0.9% | $1.1M |
| Total | 206 | $122M | 100% | — |
- Clients
- 166
- Regulatory AUM
- $43.4M
- AUM share
- 35.7%
- Avg. per client
- $261K
- Clients
- 39
- Regulatory AUM
- $77M
- AUM share
- 63.4%
- Avg. per client
- $1.97M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.1M
- AUM share
- 0.9%
- Avg. per client
- $1.1M
Total
- Clients
- 206
- Regulatory AUM
- $122M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Blue Haven Capital charges 0.37%–1.25% a year for its Annual asset-based advisory fee. The fee is billed in arrears.
Fee details and sources
Donald Cummings owns 75% or more of Blue Haven Capital. It has 2 employees.
Leadership
Donald CummingsPrincipal/CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Blue Haven Capital, LLC
Donald Cummings
Control person · since August 2006
Besides its headquarters, Blue Haven Capital has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 312 West State Street, Suite 112, GenevaHQ
Contact and registration details
- Legal name
- Blue Haven Capital, LLC
- Headquarters
- 312 West State Street, Suite 112, Geneva, IL 60134
- Website
- bluehavencapital.com
- Phone
- 630-588-3800
- @blue-haven-capital
- SEC file
- 801-135021
- Structure
- Illinois LLC
- Fiscal year end
- December
Blue Haven Capital uses Charles Schwab ($122M) as custodian for its separately managed accounts. Blue Haven Capital does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $122M100%
At year end, Blue Haven Capital’s separately managed accounts were mostly in funds (74%) and bonds (15%).
What the accounts hold
- Stocks5%
- Funds74%
- Bonds15%
- U.S. government and agency bonds8%
- Investment grade corporate bonds5%
- State and local bonds2%
- Cash4%
- Other2%
- Derivatives1%
- Alternative investments1%
How many clients does Blue Haven Capital have?
Blue Haven Capital has 206 clients and manages $122 million for them, as of March 2026. They include 166 individual clients, 39 high-net-worth individuals and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Blue Haven Capital offer?
Blue Haven Capital provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Blue Haven Capital charge?
Blue Haven Capital charges 0.37%–1.25% a year for its Annual asset-based advisory fee. The fee is billed in arrears.
Source: BLUE HAVEN CAPITAL, LLC - ADV PART 2A, filed 27 March 2026
Which custodians does Blue Haven Capital use?
Blue Haven Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $122M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Blue Haven Capital have?
Blue Haven Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Blue Haven Capital invest in?
At the end of its last fiscal year, Blue Haven Capital’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 8% U.S. government and agency bonds, 5% exchange-traded equities, 5% investment grade corporate bonds, 4% cash and equivalents, 2% state and local bonds, 1% derivatives and 1% other. The 1% other category is described as: Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Blue Haven Capital?
Blue Haven Capital’s direct owner is Donald Cummings (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Blue Haven Capital get paid?
Blue Haven Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Blue Haven Capital registered with the SEC?
Yes, Blue Haven Capital has been registered with the SEC as an investment adviser since 7 January 2026. Its CRD number is 141738 and its SEC file number is 801-135021.
Source: Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record
How do I contact Blue Haven Capital?
Blue Haven Capital’s main office is at 312 West State Street, Suite 112, Geneva, IL 60134. Its phone number is 630-588-3800. Its website is bluehavencapital.com.