{"url":"https://nivawealth.com/firms/blue-haven-capital-141738","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/141738","regulatoryAum":121500000,"crd":"141738","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1882353","suffix":"JR","lastName":"CUMMINGS","firstName":"DONALD","middleName":"BRACE"},{"crd":"6895179","suffix":null,"lastName":"Kleinman","firstName":"Kevin","middleName":"Douglas"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135021","legalName":"Blue Haven Capital, LLC","displayName":"Blue Haven Capital","slug":"blue-haven-capital-141738","website":"https://bluehavencapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/141738/c11478f7c8a963ac-r1.webp","tone":"light","width":1092,"height":200,"sourceUrl":"https://bluehavencapital.com/","sourceLabel":"Blue Haven Capital, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/blue-haven-capital/","founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"312 West State Street, Suite 112","city":"Geneva","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60134"},"tradeNames":[],"registration":{"secApproved":"7 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":587317.0731707317,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":121500000,"discretionary":113000000,"discretionaryAccounts":363,"nonDiscretionary":8500000,"nonDiscretionaryAccounts":13,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":166,"regulatoryAum":43400000},{"label":"High-net-worth individuals","clients":39,"regulatoryAum":77000000},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1100000}],"feePrograms":[{"role":"main","program":"Annual asset-based advisory fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030097","versionId":1030097,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-27","documentName":"BLUE HAVEN CAPITAL, LLC - ADV PART 2A","fee_rate_low":0.37,"fee_rate_high":1.25,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:29:20.814432+00:00","documents":[{"name":"BLUE HAVEN CAPITAL, LLC - ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030097","versionId":1030097,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":121500000}],"custodyNote":"Blue Haven Capital does not have custody of client assets.","leadership":[{"name":"Donald Cummings","title":"Principal/CCO","crd":"1882353"}],"ownership":[{"label":"Donald Cummings","detail":"Principal/cco in the 75% or more ownership band and a control person, since August 2006."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"312 West State Street, Suite 112","city":"Geneva","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-588-3800","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":8},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":5},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":74},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":1,"detail":"Alternative Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/141738/PDF/141738.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030097","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blue Haven Capital have?","answer":"Blue Haven Capital has 206 clients and manages $122 million for them, as of March 2026. They include 166 individual clients, 39 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blue Haven Capital offer?","answer":"Blue Haven Capital provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Blue Haven Capital charge?","answer":"Blue Haven Capital charges 0.37%–1.25% a year for its Annual asset-based advisory fee. The fee is billed in arrears.","source":"BLUE HAVEN CAPITAL, LLC - ADV PART 2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Blue Haven Capital use?","answer":"Blue Haven Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $122M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blue Haven Capital have?","answer":"Blue Haven Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blue Haven Capital invest in?","answer":"At the end of its last fiscal year, Blue Haven Capital’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 8% U.S. government and agency bonds, 5% exchange-traded equities, 5% investment grade corporate bonds, 4% cash and equivalents, 2% state and local bonds, 1% derivatives and 1% other. The 1% other category is described as: Alternative Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blue Haven Capital?","answer":"Blue Haven Capital’s direct owner is Donald Cummings (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blue Haven Capital get paid?","answer":"Blue Haven Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Blue Haven Capital registered with the SEC?","answer":"Yes, Blue Haven Capital has been registered with the SEC as an investment adviser since 7 January 2026. Its CRD number is 141738 and its SEC file number is 801-135021.","source":"Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Blue Haven Capital?","answer":"Blue Haven Capital’s main office is at 312 West State Street, Suite 112, Geneva, IL 60134. Its phone number is 630-588-3800. Its website is bluehavencapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}