Donald Cummings has been Principal/CCO of Blue Haven Capital since August 2006, is a control person of the firm and directly owns 75% or more of it. Donald Cummings studied at the University of Wisconsin–Madison.
Blue Haven Capital, LLC is a Geneva, IL firm with $122M under management, 206 clients and 2 advisers in one office, as of its March 2026 filing.
Donald Cummings Jr. is Founder of Blue Haven Capital. He founded the firm in 2006 and leads its fixed income work, including bond and CD ladders and cash strategy. He spent five years on the floor of the Chicago Board Options Exchange before moving into institutional fixed income, where his career ran from 1990 until 2006.
Donald Cummings’ longest registration is the current one, 20 years at Blue Haven Capital since 2006. Before joining Blue Haven Capital in 2006, Donald Cummings was registered through Stifel, Nicolaus & Company, Incorporated.
- Blue Haven Capital, LLCCurrent– present · 20 yearsGeneva, IL · Adviser representative · Firm CRD 141738
- Stifel, Nicolaus & Company, Incorporated– · under a yearGeneva, IL · Adviser representative · Firm CRD 793
Investment adviser representative registrations
Donald Cummings is registered as an investment adviser representative in 2 states. The first approvals date from October 2006; the most recent is Texas, in June 2021.
- IllinoisSince 18 October 2006
- TexasSince 8 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 June 2006 |
| Series 3 | National Commodity Futures Examination | 9 November 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 October 1988 |
| Series 7 | General Securities Representative Examination | 15 October 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donald Brace Cummings
- CRD
- 1882353
- Firm
- Blue Haven Capital · CRD 141738
- Role
- Principal/CCO
- Office
- 312 WEST STATE STREET, SUITE 112, Geneva, IL 60134
- Registration
- Investment adviser registration
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bluehavencapital.com
Where does Donald Cummings work?
Donald Cummings has been Principal/CCO of Blue Haven Capital, LLC since August 2006, and is a control person of the firm.
Is Donald Cummings a financial advisor?
Yes. Donald Cummings has a current investment-adviser registration in Illinois and Texas, through Blue Haven Capital since October 2006.
How many years of experience does Donald Cummings have?
Donald Cummings has 20 years in the financial industry, since August 2006, across 2 adviser firms.
What exams has Donald Cummings passed?
Donald Cummings has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in October 1988.
Where did Donald Cummings work before Blue Haven Capital?
Before Blue Haven Capital, Donald Cummings was registered through Stifel, Nicolaus & Company, Incorporated, June 2006 to September 2006.
Where is Donald Cummings based?
Donald Cummings’ registered office is in Geneva, IL.
Is Donald Cummings registered with FINRA?
No. Donald Cummings has no current broker registration.
How can I verify Donald Cummings’ record?
Search CRD 1882353 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Cummings’ full registration record.