Blue Capital provides financial planning and portfolio management for individuals and small businesses.
Blue Capital reports 443 clients. They include 391 individual clients and 52 high-net-worth individuals. Of its assets, 100.0% ($201M across 1,170 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 48% |
| High-net-worth individuals | 12% | 52% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 391 | $97.1M | 48.4% | $248K |
| High-net-worth individuals | 52 | $104M | 51.6% | $1.99M |
| Total | 443 | $201M | 100% | $453K |
- Clients
- 391
- Regulatory AUM
- $97.1M
- AUM share
- 48.4%
- Avg. per client
- $248K
- Clients
- 52
- Regulatory AUM
- $104M
- AUM share
- 51.6%
- Avg. per client
- $1.99M
Total
- Clients
- 443
- Regulatory AUM
- $201M
- AUM share
- 100%
- Avg. per client
- $453K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Blue Capital charges 1.00%–1.50% a year for its Asset Management. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is billed in arrears hourly at $100 to $250, or as a fixed fee of $1,000 to $5,000 per project.
- Financial Planning Retainer
- A flat retainer fee is agreed at the start, plus an on-going fee of up to $500 a month, paid in advance, at the firm's discretion.
Agustin Molina owns 50% to 75% of Blue Capital. It has 7 employees, 4 of them in advisory roles.
Leadership
- Michael HerekManaging Member
- Agustin MolinaManaging Member & CCO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Blue Capital, Inc.
Agustin Molina
Control person · since January 2018
- Owns 50% to 75% of Blue Capital, Inc.
Michael Herek
Control person · since January 2018
Blue Capital’s regulatory assets grew 1.7× from $121M (May 2021) to $201M (March 2026); clients rose from 346 to 443 and employees were 7 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $201M | 443 | 7 | 3 |
| March 2025 | $209M | 439 | 7 | 3 |
| July 2024 | $188M | 504 | 7 | 3 |
| March 2023 | $171M | 420 | 7 | 3 |
| April 2022 | $133M | 432 | 7 | 3 |
| May 2021 | $121M | 346 | 7 | 3 |
Besides its headquarters, Blue Capital has 2 offices, with 3 listed addresses in Nebraska.
Nebraska · 3 listed addresses
- 3814 Farnam Street, Suite 202, OmahaHQ
- 4400 Lucile Drive, Lincoln
- 4221 North 203rd Street, Elkhorn
Other business names
Blue Capital has reported 2 other business names to the SEC.
- BK Financial Services
- Berstler Group
Contact and registration details
- Legal name
- Blue Capital, Inc.
- Headquarters
- 3814 Farnam Street, Suite 202, Omaha, NE 68131
- Website
- bluecapitalwealth.com
- Phone
- 402-932-0131
- SEC file
- 801-121357
- Structure
- Nebraska corporation
- Fiscal year end
- December
Blue Capital uses Charles Schwab ($201M) as custodian for its separately managed accounts. Blue Capital has custody of $744K in client assets for 2 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $201M100%
At year end, Blue Capital’s separately managed accounts were mostly in stocks (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $158M across 122 positions; the largest are Invesco Qqq TR (6.8%), SPDR Series Trust (4.1%) and Vanguard Scottsdale Fds (3.9%).
What the accounts hold
- Stocks95%
- Cash5%
Reported 13F holdings
- $158M
- Reported 13F value
- 122
- Positions
- 30.5%
- In the 10 largest
- +2.9%
- Value vs. prior quarter
- Invesco Qqq TR · Unit Ser 16.8%
- SPDR Series Trust · ST Str P500etf4.1%
- Vanguard Scottsdale Fds · Vng Rus1000grw3.9%
- iShares U S ETF TR · IT RT Hdg Hgyl3.0%
- Eli Lilly & CO2.4%
- iShares TR · Fltg Rate NT ETF2.1%
- iShares TR · Core S&P500 ETF2.1%
- iShares TR · 7-10 YR Trsy BD2.1%
- iShares TR · 3 7 YR Treas BD2.1%
- Invesco Actively Managed Exc · Var Rate Invt2.0%
Together, the ten largest are 30.5% of reported value.
How many clients does Blue Capital have?
Blue Capital has 443 clients and manages $201 million for them, as of March 2026. They include 391 individual clients and 52 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Blue Capital offer?
Blue Capital provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Blue Capital charge?
Blue Capital charges 1.00%–1.50% a year for its Asset Management. The fee is billed in arrears and is negotiable.
Which custodians does Blue Capital use?
Blue Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $201M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Blue Capital have?
Blue Capital has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Blue Capital invest in?
At the end of its last fiscal year, Blue Capital’s separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Blue Capital?
Blue Capital’s direct owners are Agustin Molina (50% to 75%) and Michael Herek (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Blue Capital get paid?
Blue Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Blue Capital?
Blue Capital’s main office is at 3814 Farnam Street, Suite 202, Omaha, NE 68131. Its phone number is 402-932-0131. Its website is bluecapitalwealth.com.