Gregory Berstler has been an investment adviser representative at Blue Capital since November 2019, and is not listed among the firm’s executive officers or direct owners. Gregory Berstler studied at the University of Nebraska-Lincoln.
Blue Capital, Inc. is an Omaha, NE firm with $201M under management, 443 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Greg Berstler began his career at a financial services agency and, in the early 2000s, began an independent practice that has grown for nearly two decades. His services comprise wealth planning, protection, investment strategies, giving strategies, and distribution and legacy planning.
Gregory Berstler’s longest registration was 7 years at Financial West Group (2004–2011). Before joining Blue Capital in 2019, Gregory Berstler was registered through Capital Synergy Partners and Raymond James Financial Services Advisors, Inc.
- Capital Synergy Partners– · 5 yearsLincoln, NE · Adviser representative · Firm CRD 148733
- Raymond James Financial Services Advisors, Inc– · 2 yearsLincoln, NE · Adviser representative · Firm CRD 149018
- Financial West Group– · 7 yearsLincoln, NE · Adviser representative · Firm CRD 16668
Investment adviser representative registrations
Gregory Berstler is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2019; the most recent is Texas, in June 2020.
- NebraskaSince 18 November 2019
- TexasResidentSince 22 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 2014 |
| Series 7 | General Securities Representative Examination | 21 July 2014 |
| Series 66 | Uniform Combined State Law Examination | 12 January 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gregory Allen Berstler
- CRD
- 2870305
- Firm
- Blue Capital · CRD 304083
- Office
- 7811 PIONEERS BLVD., SUITE 104, Lincoln, NE 68506
- Registration
- Investment adviser registration
- In the industry since
- April 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- berstlergroup.com
Where does Gregory Berstler work?
Gregory Berstler is an investment adviser representative registered through Blue Capital, Inc. since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Berstler a financial advisor?
Yes. Gregory Berstler has a current investment-adviser registration in Nebraska and Texas, through Blue Capital since November 2019.
How many years of experience does Gregory Berstler have?
Gregory Berstler has 29 years in the financial industry, since April 1997, across 4 adviser firms.
What exams has Gregory Berstler passed?
Gregory Berstler has passed 4 licensing exams: the Series 6, Series 66, Series 7 and Series 63. The earliest, the Series 6, was passed in April 1997. FINRA credited Gregory Berstler with the SIE, which began in October 2018.
Where did Gregory Berstler work before Blue Capital?
Before Blue Capital, Gregory Berstler was registered through Capital Synergy Partners, February 2014 to November 2019; Raymond James Financial Services Advisors, Inc, February 2011 to February 2014; Financial West Group, January 2004 to February 2011.
Where is Gregory Berstler based?
Gregory Berstler’s registered office is in Lincoln, NE.
Is Gregory Berstler registered with FINRA?
No. Gregory Berstler has no current broker registration.
How can I verify Gregory Berstler’s record?
Search CRD 2870305 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Berstler’s full registration record.