Michael Herek has been Managing Member of Blue Capital since January 2018, is a control person of the firm and directly owns between 50% and 75% of it.
Blue Capital, Inc. is an Omaha, NE firm with $201M under management, 443 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Michael Herek’s longest registration is the current one, 6 years at Blue Capital since 2019. Before joining Blue Capital in 2019, Michael Herek was registered through Capital Synergy Partners.
- Capital Synergy Partners– · 4 yearsOmaha, NE · Adviser representative · Firm CRD 148733
Investment adviser representative registrations
Michael Herek is registered as an investment adviser representative in Nebraska, since November 2019.
- NebraskaSince 13 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 October 2015 |
| Series 7 | General Securities Representative Examination | 30 June 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 November 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 October 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael John Herek
- CRD
- 4163979
- Firm
- Blue Capital · CRD 304083
- Role
- Managing Member
- Office
- 3814 FARNAM STREET, SUITE 202, Omaha, NE 68131
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Herek work?
Michael Herek has been Managing Member of Blue Capital, Inc. since January 2018, and is a control person of the firm.
Is Michael Herek a financial advisor?
Yes. Michael Herek has a current investment-adviser registration in Nebraska, through Blue Capital since November 2019.
How many years of experience does Michael Herek have?
Michael Herek has 25 years in the financial industry, since December 2000, across 2 adviser firms.
What exams has Michael Herek passed?
Michael Herek has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in October 2000. FINRA credited Michael Herek with the SIE, which began in October 2018.
Where did Michael Herek work before Blue Capital?
Before Blue Capital, Michael Herek was registered through Capital Synergy Partners, October 2015 to November 2019.
Where is Michael Herek based?
Michael Herek’s registered office is in Omaha, NE.
Is Michael Herek registered with FINRA?
No. Michael Herek has no current broker registration.
How can I verify Michael Herek’s record?
Search CRD 4163979 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Herek’s full registration record.