Baldwin & Clarke Advisory Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Baldwin & Clarke Advisory Services reports 294 clients. They include 143 individual clients, 126 high-net-worth individuals, and 20 pension and profit-sharing plans. Of its assets, 46.5% ($217M across 415 accounts) are managed with discretion; $249M across 216 accounts are not. It advised 15 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 10% |
| High-net-worth individuals | 43% | 54% |
| Pension and profit-sharing plans | 7% | 29% |
| Charitable organizations | 1% | 7% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 143 | $46.2M | 9.9% | $323K |
| High-net-worth individuals | 126 | $249M | 53.5% | $1.98M |
| Pension and profit-sharing plans | 20 | $135M | 29.0% | $6.76M |
| Charitable organizations | Fewer than 5 | $32.9M | 7.1% | $11M |
| Corporations and other businesses | Fewer than 5 | $2.18M | 0.5% | $1.09M |
| Total | 294 | $466M | 100% | — |
- Clients
- 143
- Regulatory AUM
- $46.2M
- AUM share
- 9.9%
- Avg. per client
- $323K
- Clients
- 126
- Regulatory AUM
- $249M
- AUM share
- 53.5%
- Avg. per client
- $1.98M
- Clients
- 20
- Regulatory AUM
- $135M
- AUM share
- 29.0%
- Avg. per client
- $6.76M
- Clients
- Fewer than 5
- Regulatory AUM
- $32.9M
- AUM share
- 7.1%
- Avg. per client
- $11M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.18M
- AUM share
- 0.5%
- Avg. per client
- $1.09M
Total
- Clients
- 294
- Regulatory AUM
- $466M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 15
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Baldwin & Clarke Advisory Services is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 5 other services, listed under fee details.
Fee details and sources
Other fees
- B&C WealthDirect
- Fees for the WealthDirect digital wealth tool range from free to $2,500 quarterly, set in each client's agreement.
- Calculation of value reports
- Fees for a calculation of value report range from $2,000 to $10,000.
- Estate legacy planning
- Fees for estate legacy planning range from $2,500 to $25,000, negotiable within that range.
- Hourly planning services
- Some planning services are billed hourly at $100 to $300 per hour.
- Personal and estate financial planning
- Fees for personal financial and estate planning range from $300 to $25,000, negotiable within that range.
Baldwin & Clarke Holding Company, LLC owns 75% or more of Baldwin & Clarke Advisory Services. The leadership team of Baldwin & Clarke Advisory Services includes President Sean Clarke. It has 7 employees, 4 of them in advisory roles.
Staff
- 7 employees
- 4 in advisory functions
- 5 state-registered reps
- 1 broker-dealer rep
- Owns 75% or more of Baldwin & Clarke Advisory Services LLC
Baldwin & Clarke Holding Company, LLC
Control person · since January 2020
Baldwin & Clarke Advisory Services’ regulatory assets grew from $313M (March 2021) to $466M (July 2026); clients rose from 249 to 294 and employees fell from 8 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $466M | 294 | 7 | 1 |
| Mar 2025March 2025 | $388M | 286 | 9 | 1 |
| Jun 2024June 2024 | $346M | 271 | 9 | 1 |
| Apr 2023April 2023 | $319M | 278 | 9 | 1 |
| Jun 2022June 2022 | $341M | 273 | 8 | 1 |
| Mar 2021March 2021 | $313M | 249 | 8 | 1 |
Besides its headquarters, Baldwin & Clarke Advisory Services has 0 offices, with 1 listed address in 1 state.
New Hampshire · 1 listed address
- 1 Bedford Farms DR, Suite 102, BedfordHQ
Contact and registration details
- Legal name
- Baldwin & Clarke Advisory Services LLC
- Headquarters
- 1 Bedford Farms DR, Suite 102, Bedford, NH 03110
- Website
- baldwinclarke.com
- Phone
- 603-668-4353
- @baldwinclarke
- SEC file
- 801-25587
- Structure
- New Hampshire LLC
- Fiscal year end
- December
Baldwin & Clarke Advisory Services’ named custodians for separately managed accounts are Charles Schwab ($346M, 82%) and Reliance Trust ($73.7M, 18%). Baldwin & Clarke Advisory Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $346M82%
- Reliance TrustReliance Trust · Atlanta, GA · $73.7M18%
At year end, Baldwin & Clarke Advisory Services’ separately managed accounts were mostly in funds (65%) and stocks (26%).
What the accounts hold
- Stocks26%
- Funds65%
- Bonds4%
- State and local bonds3%
- Investment grade corporate bonds1%
- Cash2%
- Other3%
- Structured notes, private credit and annuities3%
How many clients does Baldwin & Clarke Advisory Services have?
Baldwin & Clarke Advisory Services has 294 clients and manages $466 million for them, as of July 2026. They include 143 individual clients, 126 high-net-worth individuals, and 20 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026
What services does Baldwin & Clarke Advisory Services offer?
Baldwin & Clarke Advisory Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Baldwin & Clarke Advisory Services use?
Baldwin & Clarke Advisory Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $346M and Reliance Trust (Atlanta, GA), with $73.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026
How many financial advisors does Baldwin & Clarke Advisory Services have?
Baldwin & Clarke Advisory Services has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Baldwin & Clarke Advisory Services invest in?
At the end of its last fiscal year, Baldwin & Clarke Advisory Services’ separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 3% state and local bonds, 3% other, 2% cash and equivalents and 1% investment grade corporate bonds. The 3% other category is described as: Structured Notes, Private Credit and Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Baldwin & Clarke Advisory Services?
Baldwin & Clarke Advisory Services’ direct owner is Baldwin & Clarke Holding Company, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 July 2026
How does Baldwin & Clarke Advisory Services get paid?
Baldwin & Clarke Advisory Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Baldwin & Clarke Advisory Services?
Baldwin & Clarke Advisory Services’ main office is at 1 Bedford Farms DR, Suite 102, Bedford, NH 03110. Its phone number is 603-668-4353. Its website is baldwinclarke.com.