Sean Clarke has been Managing Member, President, Treasurer of Baldwin & Clarke Advisory Services since June 2026, is a control person of the firm and directly owns under 5% of it. Sean Clarke holds a B.A. in Political Science from the University of New Hampshire and a Master's in Business Administration from the University of New Hampshire.
Baldwin & Clarke Advisory Services LLC is a Bedford, NH firm with $466M under management, 294 clients and 4 advisers in one office, as of its July 2026 filing.
Sean Clarke is Chief Executive Officer of BaldwinClarke and President of Baldwin & Clarke Advisory Services, LLC. He has been part of the BaldwinClarke family since 2000, having joined as an Investment Advisor. He works with advisory clients on developing, monitoring and adjusting investment strategies. Before joining, he was an investment broker with Dean Witter and began his career at Citizens Trust/Working Assets.
Investment adviser representative registrations
Sean Clarke is registered as an investment adviser representative in 3 states. The first approvals date from October 1997; the most recent is Massachusetts, in December 2017.
- MaineSince 18 July 2016
- MassachusettsSince 5 December 2017
- New HampshireSince 27 October 1997
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 June 1999 |
| Series 31 | Futures Managed Funds Examination | 20 March 1996 |
| Series 7 | General Securities Representative Examination | 29 February 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 February 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 February 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sean Patrick Clarke
- CRD
- 2445617
- Firm
- Baldwin & Clarke Advisory Services · CRD 105666
- Role
- Managing Member, President, Treasurer
- Office
- 1 Bedford Farms Drive, Suite 102, Bedford, NH 03110
- Registration
- Investment adviser registration
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- baldwinclarke.com
Where does Sean Clarke work?
Sean Clarke has been Managing Member, President, Treasurer of Baldwin & Clarke Advisory Services LLC since June 2026, and is a control person of the firm.
Is Sean Clarke a financial advisor?
Yes. Sean Clarke has a current investment-adviser registration in Maine, Massachusetts and New Hampshire, through Baldwin & Clarke Advisory Services since October 1997.
How many years of experience does Sean Clarke have?
Sean Clarke has 31 years in the financial industry, since May 1995, across 1 adviser firm.
What exams has Sean Clarke passed?
Sean Clarke has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 31 and Series 65. The earliest, the Series 6, was passed in February 1994. FINRA credited Sean Clarke with the SIE, which began in October 2018.
Where is Sean Clarke based?
Sean Clarke’s registered office is in Bedford, NH.
Is Sean Clarke registered with FINRA?
No. Sean Clarke has no current broker registration.
How can I verify Sean Clarke’s record?
Search CRD 2445617 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Clarke’s full registration record.