Balanced Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Balanced Wealth Management reports 248 clients. They include 225 individual clients, 18 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($102M across 503 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 73% |
| High-net-worth individuals | 7% | 22% |
| Pension and profit-sharing plans | 2% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 225 | $74.1M | 72.7% | $330K |
| High-net-worth individuals | 18 | $22.6M | 22.2% | $1.26M |
| Pension and profit-sharing plans | 5 | $5.21M | 5.1% | $1.04M |
| Total | 248 | $102M | 100% | $411K |
- Clients
- 225
- Regulatory AUM
- $74.1M
- AUM share
- 72.7%
- Avg. per client
- $330K
- Clients
- 18
- Regulatory AUM
- $22.6M
- AUM share
- 22.2%
- Avg. per client
- $1.26M
- Clients
- 5
- Regulatory AUM
- $5.21M
- AUM share
- 5.1%
- Avg. per client
- $1.04M
Total
- Clients
- 248
- Regulatory AUM
- $102M
- AUM share
- 100%
- Avg. per client
- $411K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Balanced Wealth Management charges 0.50%–1.50% a year for its Wealth Management. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Plan advisory fees are billed as a percentage of plan assets on the wealth management schedule, in advance each quarter, or as a fixed quarterly fee.
Robert Auclair owns 75% or more of Balanced Wealth Management. The leadership team of Balanced Wealth Management includes Chief Compliance Officer Robert Auclair. It has 4 employees, 2 of them in advisory roles.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- 2 soliciting firms
- Owns 75% or more of Balanced Wealth Management, LLC.
Robert Auclair
Control person · since January 2015
Besides its headquarters, Balanced Wealth Management has 1 office, with 2 listed addresses across 2 states.
Massachusetts · 1 listed address
- 117 Kendrick St, Needham
Rhode Island · 1 listed address
- 1350 Division Road, Suite 204, West WarwickHQ
Contact and registration details
- Legal name
- Balanced Wealth Management, LLC.
- Headquarters
- 1350 Division Road, Suite 204, West Warwick, RI 02893
- Website
- balancedwealth.com
- Phone
- 401-398-2000
- @balanced-wealth-manangement
- SEC file
- 801-135800
- Structure
- Rhode Island LLC
- Fiscal year end
- December
Balanced Wealth Management’s named custodian for separately managed accounts is Fidelity ($102M). Balanced Wealth Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $102M100%
At year end, Balanced Wealth Management’s separately managed accounts were mostly in funds (86%) and stocks (12%).
What the accounts hold
- Stocks12%
- Funds86%
- Bonds2%
How many clients does Balanced Wealth Management have?
Balanced Wealth Management has 248 clients and manages $102 million for them, as of August 2026. They include 225 individual clients, 18 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Balanced Wealth Management offer?
Balanced Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Balanced Wealth Management charge?
Balanced Wealth Management charges 0.50%–1.50% a year for its Wealth Management. The fee is billed in advance or in arrears and is negotiable.
Source: BALANCED WEALTH DISCLOSURE BROCHURE AND SUPPLEMENT, filed 24 August 2026
Which custodians does Balanced Wealth Management use?
Balanced Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $102M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Balanced Wealth Management have?
Balanced Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Balanced Wealth Management invest in?
At the end of its last fiscal year, Balanced Wealth Management’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Balanced Wealth Management?
Balanced Wealth Management’s direct owner is Robert Auclair (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Balanced Wealth Management get paid?
Balanced Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Balanced Wealth Management?
Balanced Wealth Management’s main office is at 1350 Division Road, Suite 204, West Warwick, RI 02893. Its phone number is 401-398-2000. Its website is balancedwealth.com.
