Robert Auclair has been Principal and Chief Compliance Officer of Balanced Wealth Management since January 2015, is a control person of the firm and directly owns 75% or more of it. Robert Auclair holds a Degree in Accountancy from Providence College.
Balanced Wealth Management, LLC. is a West Warwick, RI firm with $102M under management, 248 clients and 2 advisers across 2 offices, as of its August 2026 filing.
Robert Auclair is Principal of Balanced Wealth Management. He founded the firm in 2015 and serves as principal and managing partner, integrating investment planning, financial planning and technology. Before founding it, he led the financial planning and investment practice at Randall Financial Group, and earlier was a bond accountant with State Street Bank and worked for Northwestern Mutual.
Robert Auclair’s longest registration is the current one, 11 years at Balanced Wealth Management since 2015. Before joining Balanced Wealth Management in 2015, Robert Auclair was registered through Randall Financial Group, LLC.
- – present · 11 yearsWest Warwick, RI · Adviser representative · Firm CRD 174699
- Randall Financial Group, LLC– · 9 yearsProvidence, RI · Adviser representative · Firm CRD 134804
Professional designations
Listed by Balanced Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Robert Auclair is registered as an investment adviser representative in 2 states. The first approvals date from February 2015; the most recent is Massachusetts, in April 2015.
- MassachusettsSince 3 April 2015
- Rhode IslandSince 9 February 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 October 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 January 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 January 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Nicholas Auclair
- CRD
- 2999541
- Firm
- Balanced Wealth Management · CRD 174699
- Role
- Principal and Chief Compliance Officer
- Office
- 1350 DIVISION ROAD, SUITE 204, West Warwick, RI 02893
- Registration
- Investment adviser registration
- In the industry since
- November 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- balancedwealth.com
Where does Robert Auclair work?
Robert Auclair has been Principal and Chief Compliance Officer of Balanced Wealth Management, LLC. since January 2015, and is a control person of the firm.
Is Robert Auclair a financial advisor?
Yes. Robert Auclair has a current investment-adviser registration in Massachusetts and Rhode Island, through Balanced Wealth Management since February 2015.
How many years of experience does Robert Auclair have?
Robert Auclair has 20 years in the financial industry, since November 2005, across 2 adviser firms.
What exams has Robert Auclair passed?
Robert Auclair has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in January 1999.
Where is Robert Auclair based?
Robert Auclair’s registered office is in West Warwick, RI.
Is Robert Auclair registered with FINRA?
No. Robert Auclair has no current broker registration.
Is Robert Auclair a CFP?
Balanced Wealth Management lists Robert Auclair with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Robert Auclair’s record?
Search CRD 2999541 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Auclair’s full registration record.