William Herbert has been an investment adviser representative at Balanced Wealth Management since February 2025, and is not listed among the firm’s executive officers or direct owners. William Herbert holds a Bachelor's degree in Anthropology from Trinity College.
Balanced Wealth Management, LLC. is a West Warwick, RI firm with $102M under management, 248 clients and 2 advisers across 2 offices, as of its August 2026 filing.
Will Herbert is Financial Planner of Balanced Wealth Management. He is a financial advisor at the firm, which he joined in January 2025. Before entering the wealth management industry, he worked in his family's business and later built a career as a music producer and sound engineer.
William Herbert’s longest registration is the current one, 1 year at Balanced Wealth Management since 2025. Before joining Balanced Wealth Management in 2025, William Herbert was registered through Park Avenue Securities LLC.
- Park Avenue Securities LLC– · 1 yearNeedham, MA · Adviser representative · Firm CRD 46173
Professional designations
Listed by Balanced Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
William Herbert is registered as an investment adviser representative in 2 states. Each was approved in February 2025.
- MassachusettsSince 14 February 2025
- Rhode IslandSince 7 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 August 2023 |
| Series 7TO | General Securities Representative Examination | 24 May 2023 |
| SIE | Securities Industry Essentials Examination | 20 January 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- William Baker Herbert
- CRD
- 7628823
- Firm
- Balanced Wealth Management · CRD 174699
- Registration
- Investment adviser registration
- In the industry since
- May 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- balancedwealth.com
Where does William Herbert work?
William Herbert is an investment adviser representative registered through Balanced Wealth Management, LLC. since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is William Herbert a financial advisor?
Yes. William Herbert has a current investment-adviser registration in Massachusetts and Rhode Island, through Balanced Wealth Management since February 2025.
How many years of experience does William Herbert have?
William Herbert has 3 years in the financial industry, since May 2023, across 2 adviser firms.
What exams has William Herbert passed?
William Herbert has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2023.
Where did William Herbert work before Balanced Wealth Management?
Before Balanced Wealth Management, William Herbert was registered through Park Avenue Securities LLC, September 2023 to February 2025.
Is William Herbert registered with FINRA?
No. William Herbert has no current broker registration.
Is William Herbert a CFP?
Balanced Wealth Management lists William Herbert with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify William Herbert’s record?
Search CRD 7628823 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Herbert’s full registration record.
