Aventine Financial Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Aventine Financial Group reports 133 clients. They include 77 individual clients and 56 high-net-worth individuals. Of its assets, 97.8% ($150M across 350 accounts) are managed with discretion; $3.44M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 58% | 14% |
| High-net-worth individuals | 42% | 83% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 77 | $21.9M | 14.3% | $285K |
| High-net-worth individuals | 56 | $128M | 83.4% | $2.28M |
| Pension and profit-sharing plans | Fewer than 5 | $3.44M | 2.2% | — |
| Total | 133 | $153M | 100% | — |
- Clients
- 77
- Regulatory AUM
- $21.9M
- AUM share
- 14.3%
- Avg. per client
- $285K
- Clients
- 56
- Regulatory AUM
- $128M
- AUM share
- 83.4%
- Avg. per client
- $2.28M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.44M
- AUM share
- 2.2%
- Avg. per client
- —
Total
- Clients
- 133
- Regulatory AUM
- $153M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Aventine Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Premium Financial Planning
- Premium financial planning is billed at $425 per hour or a fixed rate of $3,850 for a comprehensive financial plan.
Frank Fiumecaldo owns 75% or more of Aventine Financial Group. The leadership team of Aventine Financial Group includes President Frank Fiumecaldo. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Aventine Financial Group LLC
Frank Fiumecaldo
Control person · since April 2018
Besides its headquarters, Aventine Financial Group has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 4259 West Swamp Road, Suite 302, DoylestownHQ
Contact and registration details
- Legal name
- Aventine Financial Group LLC
- Headquarters
- 4259 West Swamp Road, Suite 302, Doylestown, PA 18902
- Website
- aventinefg.com
- Phone
- 212-269-2512
- @aventine-financial-group
- SEC file
- 801-134117
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Aventine Financial Group’s named custodian for separately managed accounts is Charles Schwab ($153M). Aventine Financial Group has custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $153M100%
At year end, Aventine Financial Group’s separately managed accounts were largely in stocks (35%) and funds (32%).
What the accounts hold
- Stocks35%
- Funds32%
- Bonds6%
- Cash27%
How many clients does Aventine Financial Group have?
Aventine Financial Group has 133 clients and manages $153 million for them, as of March 2026. They include 77 individual clients and 56 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Aventine Financial Group offer?
Aventine Financial Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Aventine Financial Group use?
Aventine Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $153M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Aventine Financial Group have?
Aventine Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Aventine Financial Group invest in?
At the end of its last fiscal year, Aventine Financial Group’s separately managed accounts held 35% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 27% cash and equivalents and 6% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Aventine Financial Group?
Aventine Financial Group’s direct owner is Frank Fiumecaldo (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Aventine Financial Group get paid?
Aventine Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Aventine Financial Group?
Aventine Financial Group’s main office is at 4259 West Swamp Road, Suite 302, Doylestown, PA 18902. Its phone number is 212-269-2512. Its website is aventinefg.com.
