{"url":"https://nivawealth.com/firms/aventine-financial-group-292390","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/292390","regulatoryAum":153133400,"crd":"292390","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7722502","suffix":null,"lastName":"Barth","firstName":"Robert","middleName":null},{"crd":"6915768","suffix":"III","lastName":"Fiumecaldo","firstName":"Frank","middleName":"J"},{"crd":"2387704","suffix":null,"lastName":"ROBERTO","firstName":"JEFFREY","middleName":"CHARLES"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134117","legalName":"Aventine Financial Group LLC","displayName":"Aventine Financial Group","slug":"aventine-financial-group-292390","website":"https://aventinefg.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/292390/7ed33c4435ddc17f-r1.webp","tone":"light","width":957,"height":200,"sourceUrl":"https://aventinefg.com/","sourceLabel":"Aventine Financial Group, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/aventine-financial-group/","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4259 West Swamp Road, Suite 302","city":"Doylestown","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"18902"},"tradeNames":[],"registration":{"secApproved":"6 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1125540.112781955,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":153133400,"discretionary":149696835,"discretionaryAccounts":350,"nonDiscretionary":3436565,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":77,"regulatoryAum":21942999},{"label":"High-net-worth individuals","clients":56,"regulatoryAum":127753836},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":3436565}],"feePrograms":[{"role":"other","program":"Premium Financial Planning","summary":"Premium financial planning is billed at $425 per hour or a fixed rate of $3,850 for a comprehensive financial plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022030","versionId":1022030,"submittedOn":"2026-03-19","documentName":"FORM ADV PART 2A - 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:59:07.645092+00:00","documents":[{"name":"FORM ADV PART 2A - 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022030","versionId":1022030,"submittedOn":"2026-03-19"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":153433400}],"custodyNote":"Aventine Financial Group has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Frank Fiumecaldo","title":"Founder, President, and CCO","crd":"6915768"}],"ownership":[{"label":"Frank Fiumecaldo","detail":"Founder, president, and cco in the 75% or more ownership band and a control person, since April 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"4259 West Swamp Road, Suite 302","city":"Doylestown","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-269-2512","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. government/agency bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":32},{"label":"Cash and cash equivalents","percent":27}],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/292390/PDF/292390.pdf","brochureDate":"19 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022030","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aventine Financial Group have?","answer":"Aventine Financial Group has 133 clients and manages $153 million for them, as of March 2026. They include 77 individual clients and 56 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aventine Financial Group offer?","answer":"Aventine Financial Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Aventine Financial Group use?","answer":"Aventine Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $153M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aventine Financial Group have?","answer":"Aventine Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aventine Financial Group invest in?","answer":"At the end of its last fiscal year, Aventine Financial Group’s separately managed accounts held 35% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 27% cash and equivalents and 6% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aventine Financial Group?","answer":"Aventine Financial Group’s direct owner is Frank Fiumecaldo (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aventine Financial Group get paid?","answer":"Aventine Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Aventine Financial Group?","answer":"Aventine Financial Group’s main office is at 4259 West Swamp Road, Suite 302, Doylestown, PA 18902. Its phone number is 212-269-2512. Its website is aventinefg.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}